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Oracle® Database Administrator's Guide
10g Release 1 (10.1)
Part Number B10739-01
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3 Starting Up and Shutting Down

This chapter describes the procedures for starting up a nd shutting down an Oracle Database instance and contains the following topics:

Starting Up a Database

When you start up a database, you create an instance of that database and you determine the state of the database. Normally, you start up an instance by mounting and opening the database. Doing so makes the database available for any valid user to connect to and perform typical data access operatio ns. Other options exist, and these are also discussed in this section.

This section contains the following topics relating to starting up an instance of a database:

Options for Starting Up a Database

You can start up and administer an instance of your d atabase if several says, as described in the sections that follow.

Starting Up a Database Using SQL*Plus< /a>

You can start a SQL*Plus session, connect to Oracle Database with administrator privileges, and then issue the STARTUP command. Using SQL*Plus in this way is the only method described in detail in this book.

Starting Up a Database Using Recovery Manager

You can also use Recovery Mana ger (RMAN) to execute STARTUP and SHUTDOWN commands. You may prefer to do this if your are within the RMAN environment and do not want to invoke SQL*Plus.


See Also:

Oracle Data base Backup and Recovery Basics for information on starting up the database using RMAN

Starting Up a Database Using Oracle Enterprise Manager

You can use Oracle Enterprise Manager (EM) to administer your database, incl uding starting it up and shutting it down. Enterprise Manager is a separate Oracle product that combines a GUI console, agents, commo n services, and tools to provide an integrated and comprehensive systems management platform for managing Oracle products. EM enables you to perform the functions discussed in this book using a GUI interface, rather than command line operations.

The remainder of t his section describes using SQL*Plus to start up a database instance.

Preparing to Start an Instance

You must perform some preliminary steps before attempting t o start an instance of your database using SQL*Plus.

  1. Start SQL*Plus without connecting to the database:

    SQLPLUS /NOLOG
    
    
    
  2. Connect to Oracle Database as SYSDBA:

    CONNECT username/password AS SYSDBA
    
    

Now you are connected to the database and ready to start up an instance of your database.


See Also:

SQL*Plus User's Guide and Reference for descriptions and syntax for the < code>CONNECT, STARTUP, and SHUTDOWN commands. These commands are SQL*Plus commands.

Using SQL*Plus to Start Up a Database

You use the SQL*Plus STARTUP command to start up an Oracle Database instance. To start an instance, the database must read instance confi guration parameters (the initialization parameters) from either a server parameter file or a traditional text initialization paramete r file.

When you issue the STARTUP command, by default, the database reads the initialization parameters from a < a id="sthref447" name="sthref447">server parameter file (SPFILE) in a platform-specific default location. If you hav e not created a server parameter file, or if you wish to use a traditional text parameter file instead, you must specify the PF ILE clause of the STARTUP command to identify the initialization parameter file.


Note:

For UNIX, the platform-specific default location (d irectory) for the server parameter file (or text initialization parameter file) is:
$ORACLE_HOME/dbs 

For Windows NT and Windows 2000 the location is:

%ORACLE_HOME%\database

In the platform-specific default location, Oracle Database locates your initialization parameter file by examining filenames in the following order:

  1. spfile< em>$ORACLE_SID.ora

  2. spfile.ora

  3. init$ORACLE_SID.ora


    No te:

    The spfile.ora file is included in this search path because in a Real Application Clusters envir onment one server parameter file is used to store the initialization parameter settings for all instances. There is no instance-speci fic location for storing a server parameter file.

    For more information about the server parameter file for a Real Application Clu sters environment, see Oracle Real Application Cl usters Administrator's Guide.


You can direct the database to read initialization parameters from a traditional text initializati on parameter file, by using the PFILE clause of the STARTUP command. For example:

STARTUP PFILE = /u01/oracle/dbs/init.ora

It is not usually necessary to start an instance with a nondefault server p arameter file. However, should such a need arise, you can use this PFILE clause to start an instance with a nondefault s erver parameter file as follows:

  1. Create a one-line text initialization parameter file that contai ns only the SPFILE parameter. The value of the parameter is the nondefault server parameter file location.

    For ex ample, create a text initialization parameter file /u01/oracle/dbs/spf_init.ora that contains only the following paramet er:

    SPFILE = /u01/oracle/dbs/test_spfile.ora
    

    Note:

    You cannot use the IFILE initialization parameter within a t ext initialization parameter file to point to a server parameter file. In this context, you must use the SPFILE initiali zation parameter.

  2. Start up the instance pointin g to this initialization parameter file.

    STARTUP PFILE = /u01/oracle/dbs/spf_init.ora
    
    

The server parameter file must reside on the machine running the database server. Therefore, the preceding method also provides a means for a client machine to start a database that uses a server parameter file. It also eliminates the need for a client machine to maintain a client-side initialization parameter file. When the client machine reads the initialization parameter file containing t he SPFILE parameter, it passes the value t o the server where the specified server parameter file is read.

You can start an instance in various modes:

  • Start the instance without mounting a database. This does not allow access to the database and usually would be done only for database creation or the re-creation of control files.

  • Start the instance and mount the database, bu t leave it closed. This state allows for certain DBA activities, but does not allow general access to the database.

  • Start the instance, and mount and open the database. This can be done in unrestricted mode, allowing access to all users, or in restricted mode, allowing access for database administrators only.


    Note:

    You cannot start a database instance if you are connected to the database thro ugh a shared server process.

In addition, you c an force the instance to start, or start the instance and have complete media recovery begin immediately. The STARTUP co mmand clauses that you specify to achieve these states are illustrated in the following section.


See Also:

Chapter 2, " Cr eating an Oracle Database", for more information about initialization parameters, initialization parameter files, and server para meter files

Starting an Instance: Scenarios

The following scenarios describe and illustrate the various states in whi ch you can start up an instance. Some restrictions apply when combining clauses of the STARTUP command.


Note:

It is possible to encounter problem s starting up an instance if control files, database files, or redo log files are not available. < /a>If one or more of the files specified by the C ONTROL_FILES initialization parameter does not exist or cannot be opened when you attempt to mount a database, Oracle Database returns a warning message and does not mount the database. If one or more of the datafiles or redo log files is not available or cannot be opened when attempting to open a database, the database returns a warning message and does not open the database.


See Also:

SQL*Plus User's Guide and Reference for information about the restrictions that apply when combining clauses of the < code>STARTUP command

Starting an Instance, and Mounting and Opening a Database

Normal database opera tion means that an instance is started and the database is mounted and open. This mode allows any valid user to connect to the databa se and perform typical data access operations.

Start an instance, read the initialization parameters from the default server p arameter file location, and then mount and open the database by using the STARTUP command by itself (you can, of course, optionally specify the PFILE clause):

STARTUP

Starting an Insta nce Without Mounting a Database

You can start an instance without mounting a da tabase. Typically, you do so only during database creation. Use the STARTUP command with the NOMOUNT clause:

STARTUP NOMOUNT 

Starting an Instance and Mounting a Database

You can start an instance and mount a database without opening it, allowing you to perform specific maintenance operations. For example, the database must be mount ed but not open during the following tasks:

Start an instance and mount the database, but leave it closed by using the STARTUP command wi th the MOUNT clause:

STARTUP MOUNT

Restricting Access to an Instance at Startup

You can start an instance, and optionally mount and open a database, in restricted mode so that the instance is availa ble only to administrative personnel (not general database users). Use this mode of instance startup when you need to accomplish one of the following tasks:

  • Perform an export or import of database data

  • Perfor m a data load (with SQL*Loader)

  • Temporarily prevent typical users from using data

  • During certain migration and upgrade operations

Typically, all users with the CR EATE SESSION system privilege can connect to an open database. Opening a database in restricted mode allows database access on ly to users with both the CREATE SESSION and RESTRICTED SESSION system privilege. Only database administrat ors should have the RESTRICTED SESSION system privilege. Further, when the instance is in restricted mode, a database ad ministrator cannot access the instance remotely through an Oracle Net listener, but can only access the instance locally from the mac hine that the instance is running on.

Start an instance (and, optionally, mount and open the database) in restricted mode by u sing the STARTUP command with the RE STRICT clause:

STARTUP RESTRICT

Later, use the ALTER SYSTEM statement t o disable the RESTRICTED SESSION feature:

ALTER SYSTEM DISABLE RESTRICTED SESSION;

If you open the database in nonrestricted mode and later find you need to restrict access, you can use the ALTER SYSTEM statement to do so, as described in "Restricting Access to an Open Database".

< div class="inftblnotealso">

See Also:

Oracle Database SQL Reference for more information on the ALTER SYSTEM statement

Forcing an In stance to Start

In unusual circumstances, you might experience problems when attempting to star t a database instance. You should not force a database to start unless you are faced with the following:

  • You cannot shut down the current instance with the SHUTDOWN NORMAL, SHUTDOWN IMMEDIATE, or SHUTDOWN TRANSACTIONAL commands.

  • You experience problems when starting an instance.

If on e of these situations arises, you can usually solve the problem by starting a new instance (and optionally mounting and opening the d atabase) using the STARTUP command with the FORCE clause:

STARTUP FORCE



If an instance is running, STARTUP FORCE shuts it down with mode ABORT before restarting it.



Starting an Instance, Mounting a Database, and Starting Compl ete Media Recovery

If you know that media recovery is required, you can start an instance, mount a database to the instance, and have the recovery process automatically start by using the STARTUP command with the RECOVER clause:

STARTUP OPEN RECOVER

If y ou attempt to perform recovery when no recovery is required, Oracle Database issues an error message.

Starting Remote Instances

If your local Oracle Database server is part of a distributed database, you might want to start a remo te instance and database. Procedures for starting and stopping remote instances vary widely depending on communication protocol and o perating system.

Altering Database Availability

You can alter the availability of a databas e. You may want to do this in order to restrict access for maintenance reasons or to make the database read only. The following secti ons explain how to alter the availability of a database:

Mounting a Database to an Instance

When you need to perform specific administrative operations, the database must be started and mounted to an instance, but closed. You can achieve this scenario by starting the instance and mounting the database.

To mount a database to a previously started, but not opened instance, use the SQL statement ALTER DATABASE with the MOUNT clause as follows:

ALTER DATABASE MOUNT;

See Also:

"Shutting Down with the ABORT Clause" to understand the side effects of aborting the current instance

See Also:

"Starting an Instance and Mounting a Database" for a list of operations that require the database to be mounted and closed (a nd procedures to start an instance and mount a database in one step)

Opening a Closed Database

You can make a mounted but closed database available for general use by opening the database. To open a mounted data base, use the ALTER DATABASE statement with the OPEN clause:

ALTER DATABASE OPEN;

After executing this statement, any valid Oracle Database user with the CREATE SESSION system privilege can connect to the database.

Ope ning a Database in Read-Only Mode

Openin g a database in read-only mode enables you to query an open database while eliminating any potential for online data content changes. While opening a database in read-only mode guarantees that datafile and redo log files are not written to, it does not restrict data base recovery or operations that change the state of the database without generating redo. For example, you can take datafiles offlin e or bring them online since these operations do not affect data content.

If a query against a database in read-only mode uses temporary tablespace, for example to do disk sorts, then the issuer of the query must have a locally managed tablespace assigned as the default temporary tablespace. Otherwise, the query will fail. This is explained in "Creating a Loc ally Managed Temporary Tablespace".

Ideally, you open a database in read-only mode when you alternate a standby database b etween read-only and recovery mode. Be aware that these are mutually exclusive modes.

The following statement opens a database in read-only mode:

ALTER DATABASE OPEN READ ONLY;

Y ou can also open a database in read/write mode as follows:

ALTER DATABASE OPEN READ WRITE;

However, read/write is the default mode.


Note :

You cannot use the RESETLOGS clause with a READ ONLY clause.


See Also:

Oracle Database SQL Reference for more information about the ALTER DATABASE statement

< a id="sthref510" name="sthref510">

Restricting Access to an Open D atabase

To place an instance in restrict ed mode, where only users with administrative privileges can access it, use the SQL statement ALTER SYSTEM with the ENABLE RESTRICTED SESSION clause. After placing an instance in restricted mode, you should consider killing all current user sessions before performing any administrative tasks.

To lift an instance from restricted mode, use ALTER SYSTEM with the DISABLE RESTRICTED SESSION clause.


See Also:


Shutting Down a D atabase

To initiate database shutdown, use the SQL*Plus SHUTDOWN c ommand. Control is not returned to the session that initiates a database shutdown until shutdown is complete. Users who attempt connections while a shutdown is in progress receive a message like the following:

ORA-01090: shutdown in progress - connection is not permitted

Note:

You cannot shut down a database if you are connected to the database thro ugh a shared server process.

To shut down a database and instance, you must first connect as SYSOPER or SYSDBA. There are sev eral modes for shutting down a database. These are discussed in the following sections:

Shutting Down with the NORMAL Cla use

To shut down a database in normal situations, use the SHUTDOWN command with the NORMAL clause:

SHUTDOWN NORMAL

<
/pre>

Normal database shutdown proceeds with the following conditions:

  • No new connections are allowe d after the statement is issued.

  • Before the database is shut down, the database waits for all currently connected users to disconnect from the database.

The next startup of the database will not require any instance reco very procedures.

Shutting Down with the IMMEDIATE Clause

Use immediate database shutdown only in the following situations:

To shut down a database immediately, u se the SHUTDOWN command with the IMMEDIATE clause:

SHUTDOWN IMMEDIATE

Immediate database shutdown proceeds with the following conditions:

The next startup of the database wil l not require any instance recovery procedures.

Shutting Down with the T RANSACTIONAL Clause

When you want to perform a planned shutdown of an instance while allowing active transactions to complete first, use the SHUTDOWN command wi th the TRANSACTIONAL clause:

SHUTDOWN TRANSACTIONAL

Transactional database shu tdown proceeds with the following conditions:

The next startup of the database will not require any instance recovery procedures.

A transactional shutdown prevents clients from losing work, and at the same time, does not requ ire all users to log off.

Shutting Down with the ABORT Clause

You can shut down a database instantaneously by aborting the database instance. If possib le, perform this type of shutdown only in the following situations:

The database or one of its applications is functi oning irregularly and none of the other types of shutdown works.

When you must do a database shutdown by aborting transactions a nd user connections, issue the SHUTDOWN command with the ABORT claus e:

SHUTDOWN ABORT

An aborted database shutdown proceeds with the following conditions:

The n ext startup of the database will require instance recovery procedures.

Quiescing a Database< /a>

Occasionally you might want to put a database in a state that allows only DBA transactions, queries, fetches, or P L/SQL statements. Such a state is referred to as a quiesced state, in the sense that no ongoing non-DBA transactions , queries, fetches, or PL/SQL statements are running in the system.


Note:

In this discussion of quiesce database, a DBA is defined as user SYS or SYSTEM. Other users, including those with the DBA role, are not allowed to issue the ALTER SYSTEM QU IESCE DATABASE statement or proceed after the database is quiesced.

The quiesced state lets administrators perform actions that cannot safely be done otherwise. These actions include:

Without the ability to qu iesce the database, you would need to shut down the database and reopen it in restricted mode. This is a serious restriction, especia lly for systems requiring 24 x 7 availability. Quiescing a database is much a smaller restriction, because it eliminates the disrupti on to users and the downtime associated with shutting down and restarting the database.

To be able to quiesce the database, you must have the Database Resource Manager feature activated, and it must have been activated s ince the current instance (or all instances in an Oracle Real Application Clusters environment) started up. It is through the facilit ies of the Database Resource Manager that non-DBA sessions are prevented from becoming active. Also, while this statement is in effec t, any attempt to change the current resource plan will be queued until after the system is unquiesced. Please refer to Chapter 24, " Using the Database Resource Manager" for more information about the Database Resource Manager.

< div class="sect2">

Placing a Da tabase into a Quiesced State

To place a database into a quiesced state, issue the following statement:

ALTER SYSTEM QUIESCE RESTRICTED;

Non-DBA active sessions will conti nue until they become inactive. An active session is one that is currently inside of a transaction, a query, a fetch, or a PL/SQL sta tement; or a session that is currently holding any shared resources (for example, enqueues). No inactive sessions are allowed to beco me active. For example, If a user issues a SQL query in an attempt to force an inactive session to become active, the query will appe ar to be hung. When the database is later unquiesced, the session is resumed, and the blocked action is processed.

Once all no n-DBA sessions become inactive, the ALTER SYSTEM QUIESCE RESTRICTED statement completes, and the database is in a quiesc ed state. In an Oracle Real Application Clusters environment, this statement affects all instances, not just the one that issues the statement.

The ALTER SYSTEM QUIESCE RESTRICTED statement may wait a long time for active sessions to become inact ive. If you interrupt the request, or if your session terminates abnormally before all active sessions are quiesced, then Oracle Data base will automatically reverses any partial effects of the statement.

For queries that are carried out by successive multiple Oracle Call Interface (OCI) fetches, the ALTER SYSTEM QUIESCE RESTRICTED statement does not wait for all fetches to fin ish. It only waits for the current fetch to finish.

For both dedicated and shared server connections, all non-DBA logins after this statement is issued are queued by the Database Resource Manager, and are not allowed to proceed. To the user, it appears as if the login is hung. The login will resume when the database is unquiesced.

The database remains in the quiesced state even if t he session that issued the statement exits. A DBA must log in to the database to issue the statement that specifically unquiesces the database.


Note:

You cann ot perform a cold backup when the database is in the quiesced state, because Oracle Database background processes may still perform u pdates for internal purposes even while the database is quiesced. In addition, the file headers of online datafiles continue to appea r to be accessible. They do not look the same as if a clean shutdown had been performed. However, you can still take online backups w hile the database is in a quiesced state.

Restoring the System to Normal Operation

The following statement restores the database to normal operation:

ALTER SYSTEM UNQUIESCE;

All non-DBA activity is allowed to pro ceed. In an Oracle Real Application Clusters environment, this statement is not required to be issued from the same session, or even the same instance, as that which quiesced the database. If the session issuing the ALTER SYSTEM UNQUIESCE statement term inates abnormally, then the Oracle Database server ensures that the unquiesce operation completes.

< div class="sect2">

Viewing the Quiesce State of an Instance

You can query the ACTIVE_STATE column of the V$INSTANCE view to see the current state of an instance. The column values has one of these values:

Suspending and Res uming a Database

The ALTER SYSTEM SUSPEND statement halts all input and output (I/ O) to datafiles (file header and file data) and control files. The suspended state lets you back up a database without I/O interferen ce. When the database is suspended all preexisting I/O operations are allowed to complete and any new database accesses are placed in a queued state.

The suspend command is not specific to an instance. In an Oracle Real Application Clusters environment, when you issue the suspend command on one system, internal locking mechanisms propagate the halt request across instances, thereby quiesci ng all active instances in a given cluster. However, if someone starts a new instance another instance is being suspended, the new in stance will not be suspended.

Use the ALTER SYSTEM RESUME statement to resume normal database operations. The SUSPEND and RESUME commands can be issued from different instances. For example, if instances 1, 2, and 3 are running, and you issue an ALTER SYSTEM SUSPEND statement from instance 1, then you can issue a RESUME state ment from instance 1, 2, or 3 with the same effect.

The suspend/resume feature is useful in systems that allow you to mirror a disk or file and then split the mirror, providing an alternative backup and restore solution. If you use a system that is unable to split a mirrored disk from an existing database while writes are occurring, then you can use the suspend/resume feature to facilitate the split.

The suspend/resume feature is not a suitable substitute for normal shutdown operations, because copies of a suspen ded database can contain uncommitted updates.


Caution:

Do not use the ALTER SYSTEM SUSPEND statement as a substitute for placing a tablespace in hot backup mode. Precede any database suspend operation by an ALTER TABLESPACE BEGIN BACKUP statement.

The following statements illustrate ALTER SYSTEM SUSPEND/RESUME usage. The V$INSTANCE view is queried to confirm database status.

SQL> ALTER SYSTEM
SUSPEND;
System altered
SQL> SELECT DATABASE_STATUS FROM V$INSTANCE;
DATABASE_STATUS
---------
SUSPENDED

SQL> ALTER SYSTEM RES
UME;
System altered
SQL> SELECT DATABASE_STATUS FROM V$INSTANCE;
DATABASE_STATUS
---------
ACTIVE

See Also:

Oracle Database Backup and Recovery Advanced User's Guide for details about backing up a database using the database suspend/resume feature