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22 SQL for Modeling

T his chapter discusses using SQL modeling, and includes:

Overview of SQL Modeling

The MODEL clause brings a new level of power and flexibility to SQL calculations. With the MODEL clause, you can create a multidi mensional array from query results and then apply formulas (called rules) to this array to calculate new values. The rules can range from basic arithmetic to simultaneous equations using recursion. For some applications, the MODEL clause can replace PC- based spreadsheets. Models in SQL leverage Oracle Database's strengths in scalability, manageability, collaboration, and security. Th e core query engine can work with unlimited quantities of data. By defining and executing models within the database, users avoid tra nsferring large data sets to and from separate modeling environments. Models can be shared easily across workgroups, ensuring that ca lculations are consistent for all applications. Just as models can be shared, access can also be controlled precisely with Oracle's s ecurity features. With its rich functionality, the MODEL clause can enhance all types of applications.

The MODEL clause enables you to create a multidimensional array by mapping the columns of a query into three groups: partitioning, dimension, and measure columns. These elements perform the following tasks:

The MODEL clause enables you to specify rules to manipulate the measure values of the cells in the multi-dimensional array defined by p artition and dimension columns. Rules access and update measure column values by specifying dimension values symbolically. Such symbo lic references used in rules result in a highly readable model. Rules are concise and flexible, and can use wild cards and looping co nstructs for maximum expressiveness. Oracle evaluates the rules in an efficient way, parallelizes the model computation whenever poss ible, and provides a seamless integration of the MODEL clause with other SQL clauses. The MODEL clause, thu s, is a scalable and manageable way of computing business models in the database.

Figure 22-1 offers a conceptual overview of the modeling feature of SQL. The figure has three parts. The top segment shows the concept of dividing a typi cal table into partition, dimension, and measure columns. The middle segment shows two rules that calculate the value of Prod1< /code> and Prod2 for the year 2002. Finally, the third part shows the output of a query that applies the rules to such a table with hypothetical data. The unshaded output is the original data as it is retrieved from the database, while the shaded output shows the rows calculated by the rules. Note that results in partition A are calculated independently from results of partition B.

How Data is Processed in a SQL Model

< a href="#CHDEBJIF">Figure 22-2 shows the flow of processing within a simple MODEL< /code> clause. In this case, we will follow data through a MODEL clause that includes three rules. One of the rules upda tes an existing value, while the other two create new values for a forecast. The figure shows that the rows of data retrieved by a qu ery are fed into the MODEL clause and rearranged into an array. Once the array is defined, rules are applied one by one to the data. Finally, the data, including both its updated values and newly created values, is rearranged into row form and presented as the results of the query.

Figure 22-2 Model Flow Processing

Description of dwhsg120.gif follows
Desc ription of the illustration dwhsg120.gif

Why Use SQL Modeling?

Oracle modeling enables you to perform sophisticated calculations on your data. A typical case is when you want to apply business rules to data and then generate reports. Because Oracle Database integrates modeling calculations into the database, perfor mance and manageability are enhanced significantly. Consider the following query:

SELECT SUBSTR(country
, 1, 20) country, 
      SUBSTR(product, 1, 15) product, year, sales
FROM sales_view
WHERE country IN ('Italy', 'Japan')
MODEL
  PART
ITION BY (country) DIMENSION BY (product, year)
  MEASURES (sales sales)  
  RULES
  (sales['Bounce', 2002] = sales['Bounce', 2001] +
 sales['Bounce', 2000],
   sales['Y Box', 2002] = sales['Y Box', 2001],
   sales['All_Products', 2002] = sales['Bounce', 2002] + sale
s['Y Box', 2002])
ORDER BY country, product, year;

This query partitions the data in sales_view (which is il lustrated in "Base Schema") on country so that the model computation, as defined by the three rules, is perfo rmed on each country. This model calculates the sales of Bounce in 2002 as the sum of its sales in 2000 and 2001, and sets the sales for Y Box in 2002 to the same value as they were in 2001. Also, it introduces a new product category All_Products (sales_view does not have the product All_Products) for year 2002 to be the sum of sales of Bounce and Y Box for that year. The output of t his query is as follows, where bold text indicates new values:

COUNTRY              PRODUCT
   YEAR      SALES
-------------------- --------------- ---------- ----------
Italy                Bounce                1999    2474
.78
Italy                Bounce                2000    4333.69
Italy                Bounce                2001     4846.3
Ita
ly                Bounce                2002    9179.99
...
Italy                Y Box                 1999   15215.16
Italy
                Y Box                 2000   29322.89
Italy                Y Box                 2001   81207.55
Italy
         Y Box                 2002   81207.55
...
Italy                All_Products          2002   90387.54
...
Japan                Bounce                1999     2961.3
Japan                Bounce                2000    5133.53
Japan
             Bounce                2001     6303.6
Japan                Bounce                2002   11437.13
...
Ja
pan                Y Box                 1999   22161.91
Japan                Y Box                 2000   45690.66
Japan
    Y Box                 2001   89634.83
Japan                Y Box                 2002   89634.83
...
Jap
an                All_Products          2002  101071.96
...

Note that, while the sales values for Bounce and Y B ox exist in the input, the values for All_Products are derived.

SQL Modeling Capabilities

Orac le Database provides the following capabilities with the MODEL clause:

  • Symbolic cell addres sing

    Measure columns in individual rows are treated like cells in a multi-dimensional array and can be referenced and updated using symbolic references to dimension values. For example, in a fact table ft(country, year, sales), you can designate country and year to be dimension columns and sales to be the measure and reference sales for a given country and year as sales[country='Spain', year=1999]. This gives you the sales value for Spain in 1999. You can also use a shorthand form sales['Spain', 1999] to mean the same thing. There are a few semantic differences between thes e notations, though. See "Cell Referencing" for further details.

  • Symbolic array computation

    You can specify a series of formulas, called rules, to operate on the data. Rules can invoke functions on individu al cells or on a set or range of cells. An example involving individual cells is the following:

    sales[c
    ountry='Spain',year=2001] = sales['Spain',2000]+ sales['Spain',1999]
    
    

    This sets the sales in Spain for the year 2001 to th e sum of sales in Spain for 1999 and 2000. An example involving a range of cells is the following:

    sale
    s[country='Spain',year=2001] = 
       MAX(sales)['Spain',year BETWEEN 1997 AND 2000]
    
    

    This sets the sales in Spain for the ye ar 2001 equal to the maximum sales in Spain between 1997 and 2000.

  • The UPSERT and UPD ATE options

    Using the UPSERT option, which is the default, you can create cell values that do not exist in the input data. If the cell referenced exists in the data, it is updated. Otherwise, it is inserted. The UPDATE option, on the other hand, would not insert any new cells.

    You can specify these options globally, in which case they apply to all ru les, or per each rule. If you specify an option at the rule level, it overrides the global option. Consider the following rules:

    UPDATE sales['Spain', 1999] = 3567.99,
    UPSERT sales['Spain', 2001] = sales['Spain', 2000]+ sales['Spain', 1
    999]
    
    

    The first rule updates the cell for sales in Spain for 1999. The second rule updates the cell for sales in Spain for 2001 if it exists, otherwise, it creates a new cell.

  • Wildcard specification of dimensions

    You ca n use ANY and IS ANY to specify all values in a dimension. As an example, consider the followi ng statement:

    sales[ANY, 2001] = sales['Japan', 2000]
    
    

    This rule sets the 2001 sales of all countries equal to the sales value of Japan for the year 2000. All values for the dimension, including nulls, satisfy the ANY specification. You can specify the same in symbolic form using an IS ANY predicate as in the followin g:

    sales[country IS ANY, 2001] = sales['Japan', 2000]
    
    
  • Accessing dimen sion values using the CV function

    You can use the CV function on the right side of a rule to access the value of a dimension column of the cell referenced on the left side of a rule. It enables you to combine multiple rules performin g similar computation into a single rule, thus resulting in concise specification. For example, you can combine the following rules:< /p>

    sales[country='Spain', year=2002] = 1.2 * sales['Spain', 2001],
    sales[country='Italy', year=2002] = 1.2
     * sales['Italy', 2001],
    sales[country='Japan', year=2002] = 1.2 * sales['Japan', 2001]
    
    

    They can be combined into one sin gle rule:

    sales[country IN ('Spain', 'Italy', 'Japan'), year=2002] = 1.2 * 
       sales[CV(country), 2001]
    
    
    

    Observe that the CV function passes the value for the country dimension from the left to the r ight side of the rule.

  • Ordered computation

    For rules updating a set of cells, the result may depe nd on the ordering of dimension values. You can force a particular order for the dimension values by specifying an ORDER BY in the rule. An example is the following rule:

    sales[country IS ANY, year BETWEEN 2000
     AND 2003] ORDER BY year =   1.05 * sales[CV(country), CV(year)-1]
    
    

    This ensures that the years are referenced in increasi ng chronological order.

  • Automatic rule ordering

    Rules in the MODEL clause can be aut omatically ordered based on dependencies among the cells using the AUTOMATIC ORDER keywords. For example, i n the following assignments, the last two rules will be processed before the first rule because the first depends on the second and t hird:

    RULES AUTOMATIC ORDER
    {sales[c='Spain', y=2001] = sales[c='Spain', y=2000] 
      + sales[c='Spain',
    y=1999]
    sales[c='Spain', y=2000] = 50000,
    sales[c='Spain', y=1999] = 40000}
    
    
  • Iterative rule evaluati on

    You can specify iterative rule evaluation, in which case the rules are evaluated iteratively until the termination conditio n is satisfied. Consider the following specification:

    MODEL DIMENSION BY (x) MEASURES (s)
      RULES ITERA
    TE (4) (s[x=1] = s[x=1]/2)
    
    

    This statement specifies that the formula s[x=1] = s[x=1]/2 evaluation be repeate d four times. The number of iterations is specified in the ITERATE option of the MODEL clause. It is also p ossible to specify a termination condition by using an UNTIL clause.

    Iterative rule evaluation is an important to ol for modeling recursive relationships between entities in a business application. For example, a loan amount might depend on the in terest rate where the interest rate in turn depends on the amount of the loan.

  • Reference models

    R ules can reference cells from different multi-dimensional arrays. All but one of the multi-dimensional arrays used in the model are r ead-only and are called reference models. Rules can update or insert cells in only one multi-dimensional array, which is called the m ain model. The use of reference models enables you to relate models with different dimensionality. For example, assume that, in addit ion to the fact table ft(country, year, sales), you have a table with currency conversion ratios cr(country, ratio ) with country as the dimension column and ratio as the measure. Each row in this table gives the co nversion ratio of that country's currency to that of US dollar. These two tables could be used in rules such as the following:

    dollar_sales['Spain',2001] = sales['Spain',2000] * ratio['Spain']

  • Scalable computation

    You can partition data and evaluate rules within each partition independent of other partitions. This enables para llelization of model computation based on partitions. For example, consider the following model:

    MODEL
    PARTITION BY (c) DIMENSION BY (y) MEASURES (s)
      (sales[y=2001] = AVG(s)[y BETWEEN 1990 AND 2000]
    
    

    The data is partitioned by country and, within each partition, you can compute the sales in 2001 to be the average of sales in the years between 1990 and 20 00. Partitions can be processed in parallel and this results in a scalable execution of the model.

Basic Topics in SQL Modeling

This section introdu ces some of the basic ideas and uses for models, and includes:

Base Schema

This chapter's examples are based on the following view sales_view, which is derived from the sh sample schema.

CREATE VIEW sal
es_view AS
SELECT country_name country, prod_name product, calendar_year year,
  SUM(amount_sold) sales, COUNT(amount_sold) cnt,
  MA
X(calendar_year) KEEP (DENSE_RANK FIRST ORDER BY SUM(amount_sold) DESC)
  OVER (PARTITION BY country_name, prod_name) best_year,
  MA
X(calendar_year) KEEP (DENSE_RANK LAST ORDER BY SUM(amount_sold) DESC)
  OVER (PARTITION BY country_name, prod_name) worst_year
FROM
sales, times, customers, countries, products
WHERE sales.time_id = times.time_id AND sales.prod_id = products.prod_id AND
  sales.cus
t_id =customers.cust_id AND customers.country_id=countries.country_id
GROUP BY country_name, prod_name, calendar_year;

Th is query computes SUM and COUNT aggregates on the sales data grouped by country, product, and year. It will report for each product sold in a country, the year when the sales were the highest for that product in that country. This is called the best_year of the product. Similarly, worst_year gives the year when the sales were the lowest.

MODEL Clause Syntax

The MODEL clause enables you to define multi-dimensional calculations on the data in the SQL query block. In multi-dimensional applications, a fact table consists of columns that uniquely identify a row with the rest serving as dependent measures or attributes. The MODEL clause let s you specify the PARTITION, DIMENSION, and MEASURE columns that define the multi-dimensional array, the rules that operate on this multi-dimensional array, and the processing options.

The MODEL clause conta ins a list of updates representing array computation within a partition and is a part of a SQL query block. Its structure is as follo ws:

MODEL
[<global reference options>]
[<reference models>]
[MAIN <main-name>]
  [PAR
TITION BY (<cols>)]
  DIMENSION BY (<cols>)
  MEASURES (<cols>)
  [<reference options>]
  [RULES]  <rule o
ptions>
  (<rule>, <rule>,.., <rule>)

  <global reference options> ::= <reference options> <ret-
opt>
   <ret-opt> ::= RETURN {ALL|UPDATED} ROWS
  <reference options> ::=
  [IGNORE NAV | [KEEP NAV]
  [UNIQUE DIMENSI
ON | UNIQUE SINGLE REFERENCE]
  <rule options> ::=
  [UPSERT | UPDATE]
  [AUTOMATIC ORDER | SEQUENTIAL ORDER]
  [ITERATE (<n
umber>)  [UNTIL <condition>]]
  <reference models> ::= REFERENCE ON <ref-name> ON (<query>)
  DIMENSION BY
 (<cols>) MEASURES (<cols>) <reference options>

Each rule represents an assignment. Its left side refer ences a cell or a set of cells and the right side can contain expressions involving constants, host variables, individual cells or ag gregates over ranges of cells. For example, consider Example 22-1.

Example 22-1 Simple Query with the MODEL Clause

SELECT SUBSTR(country,1,20) country, SUBSTR(pro
duct,1,15) product, year, sales
FROM sales_view
WHERE country in ('Italy', 'Japan')
MODEL
  RETURN UPDATED ROWS
  MAIN simple_model
 PARTITION BY (country)
  DIMENSION BY (product, year)
  MEASURES (sales)
  RULES
   (sales['Bounce', 2001] = 1000,
    sales['Bounce
', 2002] = sales['Bounce', 2001] + sales['Bounce', 2000],
    sales['Y Box', 2002] = sales['Y Box', 2001])
ORDER BY country, product,
 year;

This query defines model computation on the rows from sales_view for the countries Italy and Japan. T his model has been given the name simple_model. It partitions the data on country and defines, within each partition, a two-dimensional array on product and year. Each cell in this array holds the measure value sales. The first rule of this model sets t he sales of Bounce in year 2001 to 1000. The next two rules define that the sales of Bounce in 2002 are the sum of its sales in years 2001 and 2000, and the sales of Y Box in 2002 are same as that of the previous year 2001.

Specifying RETURN UPDATED ROWS makes the preceding query return only those rows that are updated or inserted by the model computa tion. By default or if you use RETURN ALL ROWS, you would get all rows not just the ones updat ed or inserted by the MODEL clause. The query produces the following output:

COUNTRY
        PRODUCT               YEAR      SALES
-------------------- --------------- ---------- ----------
Italy                Bounce
               2001       1000
Italy                Bounce                2002    5333.69
Italy                Y Box
2002   81207.55
Japan                Bounce                2001       1000
Japan                Bounce                2002    6133.53

Japan                Y Box                 2002   89634.83

Note that the MODEL clause does not update or in sert rows into database tables. The following query illustrates this be showing that sales_view has not been altered:

SELECT SUBSTR(country,1,20) country, SUBSTR(product,1,15) product, year, sales
FROM sales_view
WHERE coun
try IN ('Italy', 'Japan');

COUNTRY              PRODUCT               YEAR      SALES
-------------------- --------------- ---------
- ----------
Italy                Bounce                1999    2474.78
Italy                Bounce                2000    4333.69
It
aly                Bounce                2001     4846.3
...

Observe that the update of the sales value for Bounce in the 2001 done by this MODEL clause is not reflected in the database. If you want to update or insert rows in the database t ables, you should use the INSERT, UPDATE, or MERGE statements.

In the preceding example , columns are specified in the PARTITION BY, DIMENSION BY, and MEASURES list. You can also specify constants, host variables, single-row functions, aggregate functions, analytical functions, or express ions involving them as partition and dimension keys and measures. However, you need to alias them in PARTITION BY< /code>, DIMENSION BY, and MEASURES lists. You need to use aliases to refer these expressions i n the rules, SELECT list, and the query ORDER BY. The following example shows how to use expre ssions and aliases:

SELECT country, p product, year, sales, profits
FROM sales_view
WHERE country IN ('
Italy', 'Japan')
MODEL
  RETURN UPDATED ROWS
  PARTITION BY (SUBSTR(country,1,20) AS country)
  DIMENSION BY (product AS p, year)
  M
EASURES (sales, 0 AS profits)
  RULES
   (profits['Bounce', 2001] = sales['Bounce', 2001] * 0.25,
    sales['Bounce', 2002] = sales['
Bounce', 2001] + sales['Bounce', 2000],
    profits['Bounce', 2002] = sales['Bounce', 2002] * 0.35)
ORDER BY country, year;

COUNTRY
  PRODUCT    YEAR   SALES         PROFITS
-------   ---------  ----   --------     --------
Italy     Bounce     2001     4846.3
1211.575
Italy     Bounce     2002    9179.99    3212.9965
Japan     Bounce     2001     6303.6       1575.9
Japan     Bounce     200
2   11437.13    4002.9955

See Oracle Database SQL Reference for more information regarding MODEL clause syntax.

Keywords in SQL Modeling

This section defines keywords used in SQL modeling.

Assigning Values and Null Handling

    UPDATE

    This updates existing cell values. If the cell values do not exist, no updates are done.

  • UPSERT

    This updates existing cell values. If the cell values do not exist, they are inserted.

  • IGNORE NAV

    For numeric cells, this treats nulls and absent v alues as 0. This means that a cell not supplied to MODEL by the query result set will be treated as a zero for the calcu lation. This can be used at a global level for all measures in a model.

  • KEEP NAV

    This keeps null and absent cell values unchanged. It is useful for making exceptions when IGNORE NAV is specified at the global level. This is the default, and can be omitted.

Calculation Definiti on

  • MEASURES

    The set of values that are modified or created by the model.

  • RULES

    The rules that assign values to measures.

  • AUTO MATIC ORDER

    This causes all rules to be evaluated in an order based on their dependencies.

  • SEQUENTIAL ORDER

    This causes rules to be evaluated in the order they are written. This is the default.

  • UNIQUE DIMENSION

    This is the default, and it means tha t the PARTITION BY and DIMENSION BY columns in the MODEL clause must uniquely identify each and every cell in the model. This uniqueness is explicitly verified at run time when necessary, in which case it causes some overhead.

  • UNIQUE SINGLE REFERENCE

    The PARTITION BY and DIMENSION BY clauses uniquely identify single point references on th e right-hand side of the rules. This may reduce processing time by avoiding explicit checks for uniqueness at run time.

  • RETURN [ALL|UPDATED] ROWS

    This enables you to specify whether to return all rows sel ected or only those rows updated by the rules. The default is ALL, while the alternative is UPDATED R OWS.

Cell Referencing

In the MODEL clause, a relation can be viewed as a multi-dimensional array of cells. A cell of this multi-dimensiona l array contains the measure values and is indexed using DIMENSION BY keys, within each partition defined b y the PARTITION BY keys. For example, consider the following:

SELECT country,
 product, year, sales, best_year, best_year
FROM sales_view
MODEL 
  PARTITION BY (country) DIMENSION BY (product, year) 
MEASURES (s
ales, best_year)
(<rules> ..)
ORDER BY country, product, year;

This partitions the data by country and defines with in each partition, a two-dimensional array on product and year. The cells of this array contain two measures: sales and best_year.

Accessing the measure value of a cell by specifying the DIMENSION BY keys co nstitutes a cell reference. An example of a cell reference is sales[product= 'Bounce', year=2000].

Here, we are a ccessing the sales value of a cell referenced by product Bounce and the year 2000. In a cell reference, you can specify DIMENSI ON BY keys either symbolically as in the preceding cell reference or positionally as in sales['Bounce', 200 0].

Symbolic Dimension References

A symbolic dimension reference (or symbolic reference) is one in which DIMENSION BY key values are specified with a boolean expression. For example, t he cell reference sales[year >= 2001] has a symbolic reference on the DIMENSION BY key year and specifies all cells whose year value is greater than or equal to 2001. An example of symbolic references on product and year dim ensions is sales[product = 'Bounce', year >= 2001]. Rules that use symbolic references cannot insert new cells.

Positional Dimension References

A positional dimension refer ence (or positional reference, in short) is a constant or an expression involving constants specified for a dimension. For example, t he cell reference sales['Bounce'] has a positional reference on the product dimension and accesses sales value for the p roduct Bounce. The constants (or expressions involving constants) in a cell reference are matched positionally with DIMENSION BY keys. The following example shows the usage of positional references on dimensions:

sales['Bounce', 2001]

Only rules with positional references can insert new cells. Assuming DIMENSION BY keys to be product and year in that order, it accesses the sales value for Bounce and 2001.

Based on how they are specified, cell references are either single cell or multi-cell reference.

Single Cell References on the Right Side

A cell reference in which a single value of interest is specified for ea ch dimension either symbolically or positionally is called a single cell reference. This references a single cell in the default mode in which dimension keys are unique within a partition. For example, considering the following cell reference:

sales['Bounce', year=2001]

This is a single cell reference in which a single value is specified for the first dim ension positionally and a single value for second dimension (year) is specified symbolically.

Multi-Cell References

Cell references that are not single cell references are called multi-cel l references. Examples of multi-cell reference are:

sales[year>=2001],
sales[product='Bounce', year
< 2001], AND
sales[product LIKE '%Finding Fido%', year IN (1999, 2000, 2001)]

Rules

Model computation is expressed in ru les that manipulate the cells of the multi-dimensional array defined by PARTITION BY, DIMENSION BY, and MEASURES clauses. A rule is an assignment statement whose left side represents a cell or a range of cells and whose right side is an expression involving constants, bind variables, individual cells or an aggregate function on a ra nge of cells. Rules can use wild cards and looping constructs for maximum expressiveness. An example of a rule is the following:

sales['Bounce', 2003] = 1.2 * sales['Bounce', 2002]

This rule says that, for the product Bounce , the sales for 2003 are 20% more than that of 2002.

Note that this rule has single cell references on both left and right sid e and is relatively simple. Complex rules can be written with multi-cell references, aggregates, and nested cell references. These ar e discussed in the following sections.

Single Cell References

This type of rule invo lves single cell reference on the left side with constants and single cell references on the right side. Some examples are the follow ing:

sales[product='Finding Fido', year=2003] = 100000
sales['Bounce', 2003] = 1.2 * sales['Bounce', 20
02]
sales[product='Finding Fido', year=2004] = 0.8 * sales['Standard Mouse Pad',
  year=2003] + sales['Finding Fido', 2003]

Multi-Cell References on the Right Side

Multi-cell reference s can be used on the right side of rules, in which case an aggregate function needs to be applied on them to convert them to a single value. All existing aggregate functions including OLAP aggregates (inverse percentile functions, hypothetical rank and distribution functions and so on) and statistical aggregates (correlation, regression slope and so on), and user-defined aggregate functions can b e used. For example, the rule to compute the sales of Bounce for 2003 to be 100 more than the maximum sales in the period 1998 to 200 2 would be:

sales['Bounce', 2003] = 100 + MAX(sales)['Bounce', year BETWEEN 1998 AND 2002]

The following example illustrates the usage of inverse percentile function PERCENTILE_DISC. It projects Finding Fido sal es for year 2003 to be 30% more than the median sales for products Finding Fido, Standard Mouse Pad, and Boat for all years prior to 2003.

sales[product='Finding Fido', year=2003] = 1.3 * 
  PERCENTILE_DISC(0.5) WITHIN GROUP (ORDER BY s
ales) [product IN ('Finding
  Fido','Standard Mouse Pad','Boat'), year < 2003]

Consider the following model:

SELECT country, product, year, sales
FROM sales_view
WHERE country in ('Poland', 'France')
MODEL
  PARTITION BY
(country)
  DIMENSION BY (product, year)
  MEASURES (sales sales, year y)
  RULES UPSERT
  (sales['Finding Fido', 2003] = 
     REGR_
SLOPE(sales, y)['Finding Fido', year < 2002] * 
     sales['Finding Fido', 2002] + sales['Finding Fido', 2002]);

This shows the usage of regression slope REGR_SLOPE function in rules. This function computes the slope of the change of a me asure with respect to a dimension of the measure. In the preceding example, it gives the slope of the changes in the sales value with respect to year. This model projects Finding Fido sales for 2003 to be the sales in 2002 scaled by the growth (or slope) in sales fo r years less than 2002.

Aggregate functions can appear only on the right side of rules. Arguments to the aggregate function ca n be constants, bind variables, measures of the MODEL clause, or expressions involving them. For example, the rule compu tes the sales of Bounce for 2003 to be the weighted average of its sales for years from 1998 to 2002 would be:

sales['Bounce', 2003] = 
   AVG(sales * weight)['Bounce', year BETWEEN 1998 AND 2002]

Multi-Cell References on the Left Side

Rules can have multi-cell references on the left si de as in the following:

sales['Standard Mouse Pad', year > 2000] = 
   0.2 * sales['Finding Fido', y
ear=2000]

This rule accesses a range of cells on the left side (cells for product Standard Mouse Pad and year greater tha n 2000) and assigns sales measure of each such cell to the value computed by the right side expression. Computation by the preceding rule is described as "sales of Standard Mouse Pad for years after 2000 is 20% of the sales of Finding Fido for year 2000". This compu tation is simple in that the right side cell references and hence the right side expression are the same for all cells referenced on the left.

sales[product='Standard Mouse Pad', year>2000] =   sales[CV(product), CV(year)] + 0.2 * sa
les['Finding Fido', 2000]

The CV function provides the value of a DIMENSION BY key of the cell currently referenced on the left side. When the left side references the cell Standard Mouse Pad and 2001, the right sid e expression would be:

sales['Standard Mouse Pad', 2001] + 0.2 * sales['Finding Fido', 2000]

< p>Similarly, when the left side references the cell Standard Mouse Pad and 2002, the right side expression we would evaluate is:

sales['Standard Mouse Pad', 2002] + 0.2 * sales['Finding Fido', 2000]

The use of the CV function provides the capability of relative indexing where dimension values of the cell referenced on the left side are used o n the right side cell references. The CV function takes a dimension key as its argument. It is also possible to use CV without any argument as in CV() and in which case, positional referencing is implied. CV() may be used outside a cell reference, but when used in this way its argument must contain the name of the dimension desired. You can also write the preceding rule as:

sales[product='Standard Mouse Pad', year>2000] =
   sales[CV(), CV()]
+ 0.2 * sales['Finding Fido', 2000]

The first CV() reference corresponds to CV(product) and the latter corresponds to CV(year). The CV function can be used only in right side cell references. Another ex ample of the usage of CV function is the following:

sales[product IN ('Finding Fido','Stan
dard Mouse Pad','Bounce'), year 
  BETWEEN 2002 AND 2004] = 2 * sales[CV(product), CV(year)-10]

This rule says that, for products Finding Fido, Standard Mouse Pad, and Bounce, the sales for years between 2002 and 2004 will be twice of what their sales we re 10 years ago.

Use of the ANY Wildcard

You can use th e wild card ANY in cell references to qualify all dimension values including nulls. ANY maybe be used on bo th the left and right side of rules. For example, a rule for the computation "sales of all products for 2003 are 10% more than their sales for 2002" would be the following:

sales[product IS ANY, 2003] = 1.1 * sales[CV(product), 2002]

<
/pre>

Using positional references, it can also be written as:

sales[ANY, 2003] = 1.1 * sales[CV(),
2002]

Nested Cell References

Cell references can be nested. In other words, cell references providing dimension values can be used within a cell reference. An example, assuming b est_year is a measure, for nested cell reference is given as follows:

sales[product='Bounce', ye
ar = best_year['Bounce', 2003]]

Here, the nested cell reference best_year['Bounce', 2003] provides value for the dimension key year and is used in the symbolic reference for year. Measures best_year and worst_year g ive, for each year (y) and product (p) combination, the year for which sales of product p were highest or lowest. The following rule computes the sales of Standard Mouse Pad for 2003 to be the average of Standard Mouse Pad sale s for the years in which Finding Fido sales were highest and lowest:

sales['Standard Mouse Pad', 2003]
= (sales[CV(), best_year['Finding Fido',
  CV(year)]] + sales[CV(), worst_year['Finding Fido', CV(year)]]) / 2

Oracle all ows only one level of nesting, and only single cell references can be used as nested cell references. Aggregates on multi-cell refere nces cannot be used in nested cell references.

Order of Evaluation of Rules

By default, rules are evaluated in the order they appear in the MODEL clause. You can specify an optional keyword SEQUENTIAL ORDER in the MODEL clause to make such an evaluation order explicit. SQL models with sequ ential rule order of evaluation are called sequential order models. For example, the following RULES specification makes Oracle evaluate rules in the specified sequence:

RULES SEQUENTIAL ORDER
 (sales['Bounce', 2001] = 
 sales['Bounce', 2000] + sales['Bounce', 1999],   --Rule R1
  sales['Bounce', 2000] = 50000,                     --Rule R2
  sales['B
ounce', 1999] = 40000)                     --Rule R3

Alternatively, the option AUTOMATIC ORDER enables Oracle to determine the order of evaluation of rules automatically. Oracle examines the cell references within rules and cons tructs a dependency graph based on dependencies among rules. If cells referenced on the left side of rule R1 are referen ced on the right side of another rule R2, then R2 is considered to depend on R1. In other word s, rule R1 should be evaluated before rule R2. If you specify AUTOMATIC ORDER in the preceding example as in:

RULES AUTOMATIC ORDER
 (sales['Bounce', 2001] = sales['Bounce', 2000] + sa
les['Bounce', 1999],
  sales['Bounce', 2000] = 50000,
  sales['Bounce', 1999] = 40000)

Rules 2 and 3 are evaluated, in so me arbitrary order, before rule 1. This is because rule 1 depends on rules 2 and 3 and hence need to be evaluated after rules 2 and 3 . The order of evaluation among second and third rules can be arbitrary as they do not depend on one another. The order of evaluation among rules independent of one another can be arbitrary. A dependency graph is analyzed to come up with the rule evaluation order. S QL models with automatic order of evaluation, as in the preceding fragment, are called automatic order models.

In an automatic order model, multiple assignments to the same cell are not allowed. In other words, measure of a cell can be assigned only once. Ora cle will return an error in such cases as results would be non-deterministic. For example, the following rule specification will gene rate an error as sales['Bounce', 2001] is assigned more than once:

RULES AUTOMATIC ORDER
(sales['Bounce', 2001] = sales['Bounce', 2000] + sales['Bounce', 1999],
  sales['Bounce', 2001] = 50000,
  sales['Bounce', 2001] = 40
000)

The rules assigning the sales of product Bounce for 2001 do not depend on one another and hence, no particular evalu ation order can be fixed among them. This leads to non-deterministic results as the evaluation order is arbitrary - sales['Boun ce', 2001] can be 40000 or 50000 or sum of Bounce sales for years 1999 and 2000. Oracle prevents this by disallowing multiple assignments when AUTOMATIC ORDER is specified. However, multiple assignments are fine in sequential order m odels. If SEQUENTIAL ORDER was specified instead of AUTOMATIC ORDER in the preced ing example, the result of sales['Bounce', 2001] would be 40000.

Differences Between Update and Upsert

Rules in the MODEL clause have UPSERT semantic s by default. If the cell referenced on the left side of a rule exists, then its measure is updated with the value of the right side expression. Otherwise, if a cell reference is positional, a new cell is created (that is, inserted in to the multi-dimensional array) with the measure value equal to the value of the right side expression. If a cell reference is not positional, it will not insert ce lls. Note that if any column in a cell is symbolic, inserts are not possible. For example, consider the following rule:

sales['Bounce', 2003] = sales['Bounce', 2001] + sales ['Bounce', 2002]

The cell for product Bounce and y ear 2003, if it exists, gets updated with the sum of Bounce sales for years 2001 and 2002, otherwise, it gets created. An optional UPSERT keyword can be specified in the MODEL clause to make this upsert semantic explicit.

Alternative ly, the UPDATE option forces strict update mode. In this mode, the rule is ignored if the cell it references on the left side does not exist.

You can specify an UPDATE or UPSERT option at the global level in the RU LES clause in which case all rules operate in the respective mode. These options can be specified at a local level with each r ule and in which case, they override the global behavior. For example, in the following specification:

RULES UPDATE 
(UPDATE s['Bounce',2001] = sales['Bounce',2000] + sales['Bounce',1999],
 UPSERT s['Y Box', 2001] = sales['Y Box', 2000]
 + sales['Y Box', 1999],
   sales['Mouse Pad', 2001] = sales['Mouse Pad', 2000] +
   sales['Mouse Pad',1999])

The U PDATE option is specified at global level so, first and third rules operate in update mode. The second rule operates in upsert mode as an UPSERT keyword is specified with that rule. Note that no option was specified for the third rule and hence i t inherits the update behavior from the global option.

Using UPSERT would create a new cell corresponding to the one referenced on the left side of the rule when the cell is missing, and the cell reference contains only positional references qual ified by constants.

Assuming we do not have cells for years greater than 2003, consider the following rule:

UPSERT sales['Bounce', year = 2004] = 1.1 * sales['Bounce', 2002]

This would not create any new cell because of the symbolic reference year = 2004. However, consider the following:

UPSERT sales['Bounce', 2004] =
1.1 * sales['Bounce', 2002]

This would create a new cell for product Bounce for year 2004. On a related note, new cells w ill not be created if any of the positional reference is ANY. This is because ANY is predicate that qualifi es all dimensional values including NULL. If there is positional reference ANY for a dimension d, then it c an be considered as a predicate (d IS NOT NULL OR d IS NULL).

Treatment of NULLs and Missing Cells

Applications using models would not only have to d eal with non-deterministic values for a cell measure in the form of NULL, but also with non-determinism in the form of m issing cells. A cell, referenced by a single cell reference, that is missing in the data is called a missing cell. The MODEL clause provides a default treatment for nulls and missing cells that is consistent with the ANSI SQL standard and also provides options to treat them in other useful ways according to business logic, for example, to treat nulls as zero for arithmetic operations .

By default, NULL cell measure values are treated the same way as nulls are treated elsewhere in SQL. For exampl e, in the following rule:

sales['Bounce', 2001] = sales['Bounce', 1999] + sales['Bounce', 2000]

The right side expression would evaluate to NULL if Bounce sales for one of the years 1999 and 2000 is NULL. Similarly, aggregate functions in rules would treat NULL values in the same way as their regular behavior where < code>NULL values are ignored during aggregation.

Missing cells are treated as cells with NULL measure valu es. For example, in the preceding rule, if the cell for Bounce and 2000 is missing, then it is treated as a NULL value a nd the right side expression would evaluate to NULL.

Distinguishing Missing Cells from NULLs

The functions PRESENTV and PRESENTNNV enable you to identify missing cells and distin guish them from NULL values. These functions take a single cell reference and two expressions as arguments as in P RESENTV(cell, expr1, expr2). PRESENTV returns the first expression expr1 if the cell cell is existent in the data input to the MODEL clause. Otherwise, it returns the second expression expr2. Fo r example, consider the following:

PRESENTV(sales['Bounce', 2000], 1.1*sales['Bounce', 2000], 100)

If the cell for product Bounce and year 2000 exists, it returns the corresponding sales multiplied by 1.1, otherwise, it retu rns 100. Note that if sales for the product Bounce for year 2000 is NULL, the preceding specification would return NULL.

The PRESENTNNV function not only checks for the presence of a cell but also whether it is NUL L or not. It returns the first expression expr1 if the cell exists and is not NULL, otherwise, it re turns the second expression expr2. For example, consider the following:

PRESENTNNV(sales['
Bounce', 2000], 1.1*sales['Bounce', 2000], 100)

This would return 1.1*sales['Bounce', 2000] if sales[' Bounce', 2000] exists and is not NULL. Otherwise, it returns 100.

Applications can use the new IS PR ESENT predicate in their model to check the presence of a cell in an explicit fashion.This predicate returns TRUE if cell exists and FALSE otherwise. The preceding example using PRESENTNNV can be written using IS PRESENT as:

CASE WHEN sales['Bounce', 2000] IS PRESENT AND sales['Bounce', 2000] IS
NOT NULL
THEN
1.1 * sales['Bounce', 2000]
ELSE
100
END

The IS PRESENT predicate, like the PRESENTV and PRESENTNNV functions, checks for cell existence in the input data, that is, the data as existed before the execu tion of the MODEL clause. This enables you to initialize multiple measures of a cell newly inserted by an UPSERT rule. For example, if you want to initialize sales and profit values of a cell, if it does not exist in the data, for product B ounce and year 2003 to 1000 and 500 respectively, you can do so by the following:

RULES
 (UPSERT sales[
'Bounce', 2003] =
  PRESENTV(sales['Bounce', 2003], sales['Bounce', 2003], 1000),
  UPSERT profit['Bounce', 2003] = 
  PRESENTV(profi
t['Bounce', 2003], profit['Bounce', 2003], 500))

The PRESENTV functions used in this formulation would both return TRUE or FALSE based on the existence of the cell in the input data. If the cell for Bounce and 2003 gets inserted by one of the rules, based on their evaluation order, PRESENTV function in the other rule would still eval uate to FALSE. You can consider this behavior as a preprocessing step to rule evaluation that evaluates and replaces all PRESENTV and PRESENTNNV functions and IS PRESENT predicate by their respective v alues.

Use Defaults for Missing Cells and NULLs

The MODEL clause, by default, treats missing cells as cells with NULL measure values. An optional KEEP NAV keyword can be specified in the MODEL clause to get this behavior.If your application wants to defaul t missing cells and nulls to some values, you can do so by using IS PRESENT, IS NULL predicates and PRESENTV, PRESENTNNV functions. But it may become cumbersome if you have lot of single c ell references and rules. You can use IGNORE NAV option instead of the default KEEP NAV< /code> option to default nulls and missing cells to:

  • 0 for numeric data

  • Emp ty string for character/string data

  • 01-JAN-2001 for data type data

  • NU LL for all other data types

Consider the following query:

SELECT product, year,
 sales
FROM sales_view
WHERE country = 'Poland'
MODEL
  DIMENSION BY (product, year) MEASURES (sales sales) IGNORE NAV
  RULES UPSERT

  (sales['Bounce', 2003] = sales['Bounce', 2002] + sales['Bounce', 2001]);

In this, the input to the MODEL clause does not have a cell for product Bounce and year 2002. Because of IGNORE NAV option, sales['Bo unce', 2002] value would default to 0 (as sales is of numeric type) instead of NULL. Thus, sales['Bounce', 2003] value would be same as that of sales['Bounce', 2001].

< !-- infolevel=all infotype=general -->

Qualifying NULLs for a Dimension

To qualify NULL values for a dimension, you must use one of th e following:

  • Positional reference using wild card ANY as in sales[ANY].

  • Symbolic reference using the IS ANY predicate as in sales[product is ANY].

  • Positional reference of NULL as in sales[NULL].

  • Symbolic reference using IS NULL predicate as in sales[product IS NULL].

N ote that symbolic reference sales[product = NULL] would not qualify nulls in product dimension. This behavior is in conf ormance with the handling of the predicate "product= NULL" by SQL.

Reference Models

In addition to the multi-dimensional array on which rules ope rate, which is called the main model, one or more read-only multi-dimensional arrays, called reference models, can be created and ref erenced in the MODEL clause to act as look-up tables. Like the main model, a reference model is defined over a query blo ck and has DIMENSION BY and MEASURES clauses to indicate its dimensions and measures respectiv ely. A reference model is created by the following subclause:

REFERENCE model_name ON (query) DIMENSION
 BY (cols) MEASURES (cols) 
   [reference options]

Like the main model, a multi-dimensional array for the reference model is built before evaluating the rules. But, unlike the main model, reference models are read-only in that their cells cannot be updat ed and no new cells can be inserted after they are built. Thus, the rules in the main model can access cells of a reference model, bu t they cannot update or insert new cells into the reference model. References to the cells of a reference model can only appear on th e right side of rules. You can view reference models as look-up tables on which the rules of the main model perform look-ups to obtai n cell values. The following is an example using a currency conversion table as a reference model:

CREA
TE TABLE dollar_conv_tbl(country VARCHAR2(30), exchange_rate NUMBER);
INSERT INTO dollar_conv_tbl VALUES('Poland', 0.25);
INSERT INTO
 dollar_conv_tbl VALUES('France', 0.14);
...

Now, to convert the projected sales of Poland and France for 2003 to the US dollar, you can use the dollar conversion table as a reference model as in the following:

SELECT countr
y, year, sales, dollar_sales
FROM sales_view 
GROUP BY country, year
MODEL
  REFERENCE conv_ref ON (SELECT country, exchange_rate FRO
M dollar_conv_tbl)
  DIMENSION BY (country) MEASURES (exchange_rate) IGNORE NAV
MAIN conversion
DIMENSION BY (country, year)
   MEASU
RES (SUM(sales) sales, SUM(sales) dollar_sales) IGNORE NAV
RULES
(dollar_sales['France', 2003] = sales[CV(country), 2002] * 1.02 * 
  conv_ref.exchange_rate['France'], 
   dollar_sales['Poland', 2003] = 
      sales['Poland', 2002] * 1.05 * exchange_rate['Poland'])
;

Observe in this example that:

  • A one dimensional reference model named conv_ref is created on rows from the table dollar_conv_tbl and that its measure exchange_rate has been referenced in the rules of the main model.

  • The main model (called conversion) has two dimensions, coun try and year, whereas the reference model conv_ref has one dimension, country.

  • Different st yles of accessing the exchange_rate measure of the reference model. For France, it is rather explicit with model_n ame.measure_name notation conv_ref.exchange_rate, whereas for Poland, it is a simple measure_name re ference exchange_rate. The former notation needs to be used to resolve any ambiguities in column names across main and r eference models.

Growth rates, in this example, are hard coded in the rules. The growth rate for France is 2% and th at of Poland is 5%. But they could come from a separate table and you can have a reference model defined on top of that. Assume that you have a growth_rate(country, year, rate) table defined as the following:

CREATE TABLE g
rowth_rate_tbl(country VARCHAR2(30), 
   year NUMBER, growth_rate NUMBER);
INSERT INTO growth_rate_tbl VALUES('Poland', 2002, 2.5);
I
NSERT INTO growth_rate_tbl VALUES('Poland', 2003, 5);
...
INSERT INTO growth_rate_tbl VALUES('France', 2002, 3);
INSERT INTO growth_r
ate_tbl VALUES('France', 2003, 2.5);

Then the following query computes the projected sales in dollars for 2003 for all co untries:

SELECT country, year, sales, dollar_sales
FROM sales_view 
GROUP BY country, year 
MODEL
  REF
ERENCE conv_ref ON
          (SELECT country, exchange_rate FROM dollar_conv_tbl)
           DIMENSION BY (country c) MEASURES (excha
nge_rate) IGNORE NAV
  REFERENCE growth_ref ON 
          (SELECT country, year, growth_rate FROM growth_rate_tbl)
           DIMENSI
ON BY (country c, year y) MEASURES (growth_rate) IGNORE NAV
  MAIN projection  
   DIMENSION BY (country, year) MEASURES (SUM(sales)
sales, 0 dollar_sales)
  IGNORE NAV 
  RULES  
  (dollar_sales[ANY, 2003] = sales[CV(country), 2002] * 
   growth_rate[CV(country), C
V(year)] * 
   exchange_rate[CV(country)]);

This query shows the capability of the MODEL clause in dealing w ith and relating objects of different dimensionality. Reference model conv_ref has one dimension while the reference mod el growth_ref and the main model have two dimensions. Dimensions in the single cell references on reference models are s pecified using the CV function thus relating the cells in main model with the reference model. This specification, in ef fect, is performing a relational join between main and reference models.

Reference models also help you convert keys to sequen ce numbers, perform computations using sequence numbers (for example, where a prior period would be used in a subtraction operation), and then convert sequence numbers back to keys. For example, consider a view that assigns sequence numbers to years:

CREATE or REPLACE VIEW year_2_seq (i, year) AS 
SELECT ROW_NUMBER() OVER (ORDER BY calendar_year), calendar_year 
FROM
 (SELECT DISTINCT calendar_year FROM TIMES); 

This view can define two lookup tables: integer-to-year i2y, w hich maps sequence numbers to integers, and year-to-integer y2i, which performs the reverse mapping. The references y2i.i[year] and y2i.i[year] - 1 return sequence numbers of the current and previous years respectively and the reference i2y.y[y2i.i[year]-1] returns the year key value of the previous year. The following query demonstrates such a usage of reference models:

SELECT country, product, year, sales, prior_period
FROM sales_view
MODEL
  R
EFERENCE y2i ON (SELECT year, i FROM year_2_seq) DIMENSION BY (year y) 
   MEASURES (i)
  REFERENCE i2y ON (SELECT year, i FROM year_
2_seq) DIMENSION BY (i) 
   MEASURES (year y)
  MAIN projection2 PARTITION BY (country)
  DIMENSION BY (product, year) 
  MEASURES (s
ales, CAST(NULL AS NUMBER) prior_period)
(prior_period[ANY, ANY] = sales[CV(product), i2y.y[y2i.i[CV(year)]-1]])
ORDER BY country, pr
oduct, year;

Nesting of reference model cell references is evident in the preceding example. Cell reference on the refere nce model y2i is nested inside the cell reference on i2y which, in turn, is nested in the cell reference on the main SQL model. There is no limitation on the levels of nesting you can have on reference model cell references. However, you ca n only have two levels of nesting on the main SQL model cell references.

Finally, the following are restrictions on the specif ication and usage of reference models:

  • Reference models cannot have a PARTITION BY clause.

  • The query block on which the reference model is defined cannot be correlated to an outer qu ery.

  • Reference models must be named and their names should be unique.

  • All r eferences to the cells of a reference model should be single cell references.

Advanced Topics in SQL Modeling

This section discusses more advanced t opics in SQL modeling, and includes:

FOR Loops

The MODEL clause provides a FOR construct that can be used inside rules to express computations more compactly. It can be used on both the left and right side of a rule. For example, consider the followin g computation, which estimates the sales of several products for 2004 to be 10% higher than their sales for 2003:

RULES UPSERT
(sales['Bounce', 2004] = 1.1 * sales['Bounce', 2003],
 sales['Standard Mouse Pad', 2004] = 1.1 * sales['Stand
ard Mouse Pad', 2003],
...
 sales['Y Box', 2004] = 1.1 * sales['Y Box', 2003])

The UPSERT option is used in this computation so that cells for these products and 2004 will be inserted if they are not previously present in the multi-dimension al array. This is rather bulky as you have to have as many rules as there are products. Using the FOR construct, this co mputation can be represented compactly and with exactly the same semantics as in:

RULES UPSERT 
(sales[
FOR product IN ('Bounce', 'Standard Mouse Pad', ..., 'Y Box'), 2004] = 
   1.1 * sales[CV(product), 2003])

If you write a specification similar to this, but without the FOR keyword as in the following:

RULES UPS
ERT 
(sales[product IN ('Bounce', 'Standard Mouse Pad', ..., 'Y Box'), 2004] = 
   1.1 * sales[CV(product), 2003])

You wo uld get UPDATE semantics even though you have specified UPSERT. In other words, existing cells will be upda ted but no new cells will be created by this specification. This is because of the symbolic multi-cell reference on product that is t reated as a predicate. You can view a FOR construct as a macro that generates multiple rules with positional references from a single rule, thus preserving the UPSERT semantics. Conceptually, the following rule:

sales[FOR product IN ('Bounce', 'Standard Mouse Pad', ..., 'Y Box'),
      FOR year IN (2004, 2005)] = 1.1 * sales[CV(product),
 CV(year)-1]

Can be treated as an ordered collection of the following rules:

sales['Bounce'
, 2004] = 1.1 * sales[CV(product), CV(year)-1],
sales['Bounce', 2005] = 1.1 * sales[CV(product), CV(year)-1],
sales['Standard Mouse P
ad', 2004] = 1.1 * 
  sales[CV(product), CV(year)-1],
sales['Standard Mouse Pad', 2005] = 1.1 * sales[CV(product),
 CV(year)-1],
...
sales['Y Box', 2004] = 1.1 * sales[CV(product), CV(year)-1],
sales['Y Box', 2005] = 1.1 * sales[CV(product), CV(year)-1]

The FOR construct in the preceding examples is of type FOR dimension IN (list of values). Valu es in the list should either be constants or expressions involving constants. In this example, there are separate FOR co nstructs on product and year. It is also possible to specify all dimensions using one FOR construct. Consider for exampl e, we want only to estimate sales for Bounce in 2004, Standard Mouse Pad in 2005 and Y Box in 2004 and 2005. This can be formulated a s the following:

sales[FOR (product, year) IN (('Bounce', 2004), ('Standard Mouse Pad', 2005),
  ('Y Bo
x', 2004), ('Y Box', 2005))] = 
     1.1 * sales[CV(product), CV(year)-1]

This FOR construct should be of fo rm FOR (d1, ..., dn) IN ((d1_val1, ..., dn_val1), ..., (d1_valm, ..., dn_valm)] when there are n dimensions d1, .. ., dn and m values in the list.

In some cases, the list of values for a dimension in FOR can be stored in a table or they can be the result of a subquery. Oracle Database provides a flavor of FOR construct as in < code>FOR dimension in (subquery) to handle these cases. For example, assume that the products of interest are stored in a tabl e interesting_products, then the following rule estimates their sales in 2004 and 2005:

sa
les[FOR product IN (SELECT product_name FROM interesting_products)
    FOR year IN (2004, 2005)] = 1.1 * sales[CV(product), CV(year)-
1]

As another example, consider the scenario where you want to introduce a new country, called new_country, with sales that mimic those of Poland. This is accomplished by issuing the following statement:

SELECT
country, product, year, s
FROM sales_view
MODEL
  DIMENSION BY (country, product, year)
  MEASURES (sales s) IGNORE NAV
  RULES UPSER
T
(s[FOR (country, product, year) IN (SELECT DISTINCT 'new_country', product, year
FROM sales_view
WHERE country = 'Poland')] = s['Po
land',CV(),CV()])
ORDER BY country, year, product;

Note the multi-column IN-list produced by evaluating the subquery in this specification. The subquery used to obtain the IN-list cannot be correlated to outer query blocks and i t should return fewer than 10000 rows. Otherwise, Oracle returns an error. Model has a 10,000 rule limit and each combination of valu es created in a cell reference creates a rule. Therefore, FOR constructs should be designed so that the combination of v alues they generate does not exceed 10,000.

If the FOR construct is used to densify sparse data on multiple dimen sions, it is possible to encounter the 10,000 rule limit. In those cases, densification can be done outside the MODEL cl ause using a partitioned outer join. See Chapter 21, " SQL for Analysis and Reporting" for furthe r information.

If you know that the values of interest come from a discrete domain, you can use FOR construct FOR dimension FROM value1 TO value2 [INCREMENT | DECREMENT] value3. This specification results in values between valu e1 and value2 by starting from value1 and incrementing (or decrementing) by value3. The values value1, value2, and value3 should be constants or expressions involving constants. For example, the following rule:

sales['Bounce', FOR year FROM 2001 TO 2005 INCREMENT 1] = 
  sales['Bounc
e', year=CV(year)-1] * 1.2

This is semantically equivalent to the following rules in order:

sales['Bounce', 2001] = sales['Bounce', 2000] * 1.2,
sales['Bounce', 2002] = sales['Bounce', 2001] * 1.2,
...
sales['Bounce', 2005]
= sales['Bounce', 2004] * 1.2

This kind of FOR construct can be used for dimensions of numeric, date and dat etime datatypes. The increment/decrement expression value3 should be numeric for numeric dimensions and can be numeric o r interval for dimensions of date or datetime types. Also, value3 should be positive. Oracle will return an error if you use FOR year FROM 2005 TO 2001 INCREMENT -1. You should use either FOR year FROM 2005 TO 2001 DECREMENT 1 or FOR year FROM 2001 TO 2005 INCREMENT 1. Oracle will also report an error if the domain (or the range) is empty, as in FOR year FROM 2005 TO 2001 INCREMENT 1.

To generate string values, you can use the FOR construct FOR dimen sion LIKE string FROM value1 TO value2 [INCREMENT | DECREMENT] value3. The string string should contain only one % character. This specification results in string by replacing % with values between value1 an d value2 with appropriate increment/decrement value value3. For example, the following rule:

sales[FOR product LIKE 'product-%' FROM 1 TO 3 INCREMENT 1, 2003] = 
sales[CV(product), 2002] * 1.2

This equivalent to the following:

sales['product-1', 2003] = sales['product-1', 2002] * 1.2,
sales['product-
2', 2003] = sales['product-2', 2002] * 1.2,
sales['product-3', 2003] = sales['product-3', 2002] * 1.2

For this kind of FOR construct, value1, value2, and value3 should all be of numeric type.

sales['product-1', 2003] = sales['product-1', 2002] * 1.2,
sales['product-2', 2003] = sales['product-2', 2002] *
1.2,
sales['product-3', 2003] = sales['product-3', 2002] * 1.2

In SEQUENTIAL ORDER models, rule s represented by a FOR construct are evaluated in the order they are generated. On the contrary, rule evaluation order w ould be dependency based if AUTOMATIC ORDER is specified. For example, the evaluation order for the rules r epresented by the rule:

sales['Bounce', FOR year FROM 2004 TO 2001 DECREMENT 1] = 
  1.1 * sales['Bounc
e', CV(year)-1]

For SEQUENTIAL ORDER models would be:

sales['Boun
ce', 2004] = 1.1 * sales['Bounce', 2003],
sales['Bounce', 2003] = 1.1 * sales['Bounce', 2002],
sales['Bounce', 2002] = 1.1 * sales['B
ounce', 2001],
sales['Bounce', 2001] = 1.1 * sales['Bounce', 2000]

While for AUTOMATIC ORDER mo dels, it would be:

sales['Bounce', 2001] = 1.1 * sales['Bounce', 2000],
sales['Bounce', 2002] = 1.1 * s
ales['Bounce', 2001],
sales['Bounce', 2003] = 1.1 * sales['Bounce', 2002],
sales['Bounce', 2004] = 1.1 * sales['Bounce', 2003]
< h3>Iterative Models

Using the ITERATE option of the MODEL clause, you can evaluate rules iteratively for a certain number of times, which you can specify as an argumen t to the ITERATE clause. ITERATE can be specified only for SEQUENTIAL ORDER model s and such models are referred to as iterative models. For example, consider the following:

SELECT x, s
 FROM DUAL
MODEL 
  DIMENSION BY (1 AS x) MEASURES (1024 AS s)
  RULES UPDATE ITERATE (4)
(s[1] = s[1]/2);

In Oracle, the table DUAL has only one row. Hence this model defines a 1-dimensional array, dimensioned by x with a measure s, with a single element s[1] = 1024. The rule s[1] = s[1]/2 evaluation will be repeated four times. The result of this query will be a single row with values 1 and 64 for columns x and s respectively. The numbe r of iterations arguments for the ITERATE clause should be a positive integer constant. Optionally, you can specify an e arly termination condition to stop rule evaluation before reaching the maximum iteration. This condition is specified in the UN TIL subclause of ITERATE and is checked at the end of an iteration. So, you will have at least one iteration when ITERATE is specified. The syntax of the ITERATE clause is:

ITERATE (number_o
f_iterations) [ UNTIL (condition) ]

Iterative evaluation will stop either after finishing the specified number of iterati ons or when the termination condition evaluates to TRUE, whichever comes first.

In some cases, you may want the t ermination condition to be based on the change, across iterations, in value of a cell. Oracle provides a mechanism to specify such co nditions in that it enables you to access cell values as they existed before and after the current iteration in the UNTIL condition. Oracle's PREVIOUS function takes a single cell reference as an argument and returns the measure value of th e cell as it existed after the previous iteration. You can also access the current iteration number by using the system variable ITERATION_NUMBER, which starts at value 0 and is incremented after each iteration. By using PREVIOUS and ITERATION_NUMBER, you can construct complex termination conditions.

Consider the following iterative model that specifi es iteration over rules till the change in the value of s[1] across successive iterations falls below 1, up to a maximum of 1000 times:

SELECT x, s, iterations FROM DUAL
MODEL 
  DIMENSION BY (1 AS x) MEASURES (1024 AS s, 0
 AS iterations)
  RULES ITERATE (1000) UNTIL ABS(PREVIOUS(s[1]) - s[1]) < 1
 (s[1] = s[1]/2, iterations[1] = ITERATION_NUMBER);

<
/pre>

The absolute value function (ABS) can be helpful for termination conditions because you may not know if the mo st recent value is positive or negative. Rules in this model will be iterated over 11 times as after 11th iteration the value of s[1] would be 0.5. This query results in a single row with values 1, 0.5, 10 for x, s and iteratio ns respectively.

You can use the PREVIOUS function only in the UNTIL condition. However, ITERA TION_NUMBER can be anywhere in the main model. In the following example, ITERATION_NUMBER is used in cell referen ces:

SELECT country, product, year, sales
FROM sales_view
MODEL
  PARTITION BY (country) DIMENSION BY (
product, year) MEASURES (sales sales)
  IGNORE NAV
  RULES ITERATE(3)
(sales['Bounce', 2002 + ITERATION_NUMBER] = sales['Bounce', 199
9 
  + ITERATION_NUMBER]);

This statement achieves an array copy of sales of Bounce from cells in the array 1999-2001 to 2002-2005.

Rule Dependency in AUTOMATIC ORDER Models

Or acle Database determines the order of evaluation of rules in an AUTOMATIC ORDER model based on their depend encies. A rule will be evaluated only after the rules it depends on are evaluated. The algorithm chosen to evaluate the rules is base d on the dependency graph analysis and whether rules in your model have circular (or cyclical) dependencies. A cyclic dependency can be of the form "rule A depends on B and rule B depends on A" or of the self-cyclic "rule depending on itself" form. An example of the former is:

sales['Bounce', 2002] = 1.5 * sales['Y Box', 2002],
sales['Y Box', 2002] = 100000 / sales['
Bounce', 2002

An example of the latter is:

sales['Bounce', 2002] = 25000 / sales['Bounce',
2002]

However, there is no self-cycle in the following rule as different measures are being accessed on the left and righ t side:

projected_sales['Bounce', 2002] = 25000 / sales['Bounce', 2002]

When the analysis o f an AUTOMATIC ORDER model finds that the rules have no circular dependencies (that is, the dependency grap h is acyclic), Oracle Database will evaluate the rules in their dependency order. For example, in the following AUTOMATIC ORDER model:

MODEL DIMENSION BY (prod, year) MEASURES (sale sales) IGNORE NAV
  RULES AU
TOMATIC ORDER
 (sales['SUV', 2001] = 10000,
  sales['Standard Mouse Pad', 2001] = sales['Finding Fido', 2001] 
    * 0.10 + sales['Bo
at', 2001] * 0.50,
  sales['Boat', 2001] = sales['Finding Fido', 2001] 
    * 0.25 + sales['SUV', 2001]* 0.75,
  sales['Finding Fido'
, 2001] = 20000)

Rule 2 depends on rules 3 and 4, while rule 3 depends on rules 1 and 4, and rules 1 and 4 do not depend on any rule. Oracle, in this case, will find that the rule dependencies are acyclic and will evaluate rules in one of the possible ev aluation orders (1, 4, 3, 2) or (4, 1, 3, 2). This type of rule evaluation is called an ACYCLIC algorithm.

In som e cases, Oracle Database may not be able to ascertain that your model is acyclic even though there is no cyclical dependency among th e rules. This can happen if you have complex expressions in your cell references. Oracle Database assumes that the rules are cyclic a nd employs a CYCLIC algorithm that evaluates the model iteratively based on the rules and data. Iteration will stop as s oon as convergence is reached and the results will be returned. Convergence is defined as the state in which further executions of th e model will not change values of any of the cell in the model. Convergence is certain to be reached when there are no cyclical depen dencies.

If your AUTOMATIC ORDER model has rules with cyclical dependencies, Oracle will employ the earlier mentioned CYCLIC algorithm. Results are produced if convergence can be reached within the number of iterations O racle is going to try the algorithm. Otherwise, Oracle will report a cycle detection error. You can circumvent this problem by manual ly ordering the rules and specifying SEQUENTIAL ORDER.

Ordered Rules

An ordered rule is one that has ORDER BY specified on the left side . It accesses cells in the order prescribed by ORDER BY and applies the right side computation. When you ha ve a positional ANY or symbolic references on the left side of a rule but without the ORDER BY clause, Oracle might return an error saying that the rule's results depend on the order in which cells are accessed and hence are no n-deterministic. Consider the following SEQUENTIAL ORDER model:

SELECT t, s
F
ROM sales, times
WHERE sales.time_id = times.time_id
GROUP BY calendar_year
MODEL 
  DIMENSION BY (calendar_year t) MEASURES (SUM(amo
unt_sold) s)
  RULES SEQUENTIAL ORDER
  (s[ANY] = s[CV(t)-1]);

This query attempts to set, for all years t, sales s value for a year to the sales value of the prior year. Unfortunately, the result of this rule depends on the ord er in which the cells are accessed. If cells are accessed in the ascending order of year, the result would be that of column 3 in Table 22-1. If they are accessed in descending order, the result would be that of column 4.

Table 22-1 Ordered Rules

null
t s If ascending If descending
1998 1210000982< /td> null null
1999 1473757581 1210000982
2000 2376222384 null 1473757581
2001 1267107764 null 2376222384

If you want the cells to be considered in descending order and get the result given in column 4, you should specify:

SELECT t, s
FROM sales, times
WHERE sales.time_id = times.time_id
GROUP BY calen
dar_year
MODEL 
  DIMENSION BY (calendar_year t) MEASURES (SUM(amount_sold) s)
  RULES SEQUENTIAL ORDER
  (s[ANY] ORDER BY t DESC = s
[CV(t)-1]);

In general, you can use any ORDER BY specification as long as it produces a unique order among cells that qualify the left side cell reference. Expressions in the ORDER BY of a rule can invo lve constants, measures and dimension keys and you can specify the ordering options [ASC | DESC] [NULLS FIRST | NULLS LAST] to get the order you want.

You can also specify ORDER BY for rules in an AUTOMATIC ORDER model to make Oracle consider cells in a particular order during rule evaluation. Rules are never considered self- cyclic if they have ORDER BY. For example, to make the following AUTOMATIC ORDER model with a self-cyclic formula:

MODEL
  DIMENSION BY (calendar_year t) MEASURES (SUM(amount_sold) s)
  RULES AUTOMATIC ORDER
  (s[ANY] = s[CV(t)-1])

acyclic, you need to provide the order in which cells need to be accessed for evaluation using ORDER BY. For example, you can say:

s[ANY] ORDER BY t =
 s[CV(t) - 1]

Then Oracle will pick an ACYCLIC algorithm (which is certain to produce the result) for formul a evaluation.

Unique Dimensions Versus Unique Single References

The MODEL clause, in its default behavior, requires the PARTITION BY and DIMENSION BY keys to uniquely identify each row in the input to the model. Oracle verifies th at and returns an error if the data is not unique. Uniqueness of the input rowset on the PARTITION BY and < code>DIMENSION BY keys guarantees that any single cell reference accesses one and only one cell in the model. You can specify an optional UNIQUE DIMENSION keyword in the MODEL clause to make this behavior ex plicit. For example, the following query:

SELECT country, product, sales
FROM sales_view
WHERE country
IN ('France', 'Poland')
MODEL UNIQUE DIMENSION
  PARTITION BY (country) DIMENSION BY (product) MEASURES (sales sales)
  IGNORE NAV RU
LES UPSERT
(sales['Bounce'] = sales['All Products'] * 0.24); 

This would return a uniqueness violation error as the rowse t input to model is not unique on country and product:

ERROR at line 2:ORA-32
638: Non unique addressing in MODEL dimensions

However, the following query does not return such an error:

SELECT country, product, year, sales
FROM sales_view
WHERE country IN ('Italy', 'Japan')
MODEL UNIQUE DIMENSION
  PAR
TITION BY (country) DIMENSION BY (product, year) MEASURES (sales sales)
  RULES UPSERT
(sales['Bounce', 2003] = sales['All Products',
 2002] * 0.24);

Input to the MODEL clause in this case is unique on country, product, and year as shown in:

COUNTRY   PRODUCT                         YEAR   SALES
-------
 -----------------------------   ----   --------
Italy     1.44MB External 3.5" Diskette   1998    3141.84
Italy     1.44MB External
3.5" Diskette   1999    3086.87
Italy     1.44MB External 3.5" Diskette   2000    3440.37
Italy     1.44MB External 3.5" Diskette   2
001     855.23
...

If you want to relax this uniqueness checking, you can specify UNIQUE SINGLE REFERENCE keyword. This can save processing time. In this case, the MODEL clause checks the uniqueness of only the single cell references appearing on the right side of rules. So the query that returned the uniqueness violation error would be successful if you specify UNIQUE SINGLE REFERENCE instead of UNIQUE DIM ENSION.

Another difference between UNIQUE DIMENSION and UNIQUE SINGLE REFERENCE semantics is the number of cells that can be updated by a rule with a single cell reference on left side. I n the case of UNIQUE DIMENSION, such a rule can update at most one row as only one cell would qualify the s ingle cell reference on the left side. This is because the input rowset would be unique on PARTITION BY and DIMENSION BY keys. With UNIQUE SINGLE REFERENCE, all cells that qua lify the left side single cell reference would be updated by the rule.

Rules and Restrictions when Using SQL for Modeling

The following rules and r estrictions apply when using the MODEL clause:

  • The only columns that can be updated are the columns specified in the MEASURES subclause of the main SQL model. Measures of reference models cannot be updated.

    < /li>
  • The MODEL clause is evaluated after all clauses in the query block except SELECT < code>DISTINCT, and ORDER BY clause are evaluated. These clauses and expressions in the SELECT< /code> list are evaluated after the MODEL clause.

  • If your query has a MODEL cl ause, then the query's SELECT and ORDER BY lists cannot contain aggregates or analytic functio ns. If needed, these can be specified in PARTITION BY, DIMENSION BY, and ME ASURES lists and need to be aliased. Aliases can then be used in the SELECT or ORDER BY clauses. In the following example, the analytic function RANK is specified and aliased in the MEASURES lis t of the MODEL clause, and its alias is used in the SELECT list so that the outer query can order resulting rows based on their ranks.

    SELECT country, product, year, s, RNK
    FROM (SELECT country, product, year,
    s, rnk
          FROM sales_view
          MODEL
            PARTITION BY (country) DIMENSION BY (product, year)
            MEASURES (sales s, year
    y, RANK() OVER (ORDER BY sales) rnk)
            RULES UPSERT
              (s['Bounce Increase 90-99', 2001] =
                 REGR_SLOPE(s, y)
     ['Bounce', year BETWEEN 1990 AND 2000],
               s['Bounce', 2001] = s['Bounce', 2000] * 
              (1+s['Bounce increase 90-99',
    2001])))
    WHERE product <> 'Bounce Increase 90-99'
    ORDER BY country, year, rnk, product;
    
    
  • When there is a multi-cell reference on the right hand side of a rule, you need to apply a function to aggregate the measure values of mul tiple cells referenced into a single value. You can use any kind of aggregate function for this purpose: regular, OLAP aggregate (inv erse percentile, hypothetical rank and distribution), or user-defined aggregate.

  • You cannot use analytic functions (functions that use the OVER clause) in rules.

  • Only rules with positional single cell references on the left side have UPSERT semantics. All other rules have UPDATE semantics, even when y ou specify the UPSERT option for them.

  • Negative increments are not allowed in FOR loops. Also, no empty FOR loops are allowed. FOR d FROM 2005 TO 2001 INCREMENT -1 is illegal. You shoul d use FOR d FROM 2005 TO 2001 DECREMENT 1 instead. FOR d FROM 2005 TO 2001 INCREMENT 1 is illegal as it des ignates an empty loop.

  • You cannot use nested query expressions (subqueries) in rules except in the FOR construct. For example, it would be illegal to issue the following:

    SELECT *
    FROM sales_vie
    w WHERE country = 'Poland'
    MODEL DIMENSION BY (product, year)
      MEASURES (sales sales)
      RULES UPSERT
      (sales['Bounce', 2003] = sale
    s['Bounce', 2002] + 
       (SELECT SUM(sales) FROM sales_view));
    
    

    This is because the rule has a subquery on its right side. Instead, you can rewrite the preceding query in the following legal way:

    SELECT *
    FROM sales_view WHERE
     country = 'Poland'
    MODEL DIMENSION BY (product, year)
      MEASURES (sales sales, (SELECT SUM(sales) FROM sales_view) AS grand_total)
     RULES UPSERT
      (sales['Bounce', 2003] =sales['Bounce', 2002] + 
       grand_total['Bounce', 2002]);
    
    
  • Y ou can also use subqueries in the FOR construct specified on the left side of a rule. However, they:

    • Cannot be correlated

    • Must return fewer than 10000 rows

    • Cannot be a query defined in the WITH clause

    • Will make the cursor unsharable

  • Nested cell references must be single cell references. Aggregates on nested cell references are not supported. So, it would be illegal to say s['Bounce', MAX(best_year)['Bounce', ANY]].

  • Only one level of nesti ng is supported for nested cell references on the main model. So, for example, s['Bounce', best_year['Bounce', 2001]] is legal, but s['Bounce', best_year['Bounce', best_year['Bounce', 2001]]] is not.

  • Nested cell references appearing on the left side of rules in an AUTOMATIC ORDER model should not be updated in any ru le of the model. This restriction ensures that the rule dependency relationships do not arbitrarily change (and hence cause non-deter ministic results) due to updates to reference measures.

    There is no such restriction on nested cell references in a SEQU ENTIAL ORDER model. Also, this restriction is not applicable on nested references appearing on the right side of rules in both SEQUENTIAL or AUTOMATIC ORDER models.

  • Reference mod els have the following restrictions:

    • The query defining the reference model cannot be correlated to any outer query. It can, however, be a query with subqueries, views and so on.

    • Reference models cannot have a PARTITION BY clause.

    • Reference models cannot be updated.

  • < /ul>

Performance Considerations with SQL Mod eling

The following sections describe topics that affect performance when usi ng the MODEL clause:

Parallel Execution

MODEL clause computation is scalable in terms of the number of processors you have. Scalabili ty is achieved by performing the MODEL computation in parallel across the partitions defined by the PARTITION BY clause. Data is distributed among processing elements (also called parallel query slaves) based on the PARTI TION BY key values such that all rows with the same values for the PARTITION BY keys wi ll go to the same slave. Note that the internal processing of partitions will not create a one-to-one match of logical and internally processed partitions. This way, each slave can finish MODEL clause computation independent of other slaves. The data partitioning ca n be hash based or range based. Consider the following MODEL clause:

MODEL 
  PARTITION BY
 (country) DIMENSION BY (product, time) MEASURES (sales)
  RULES UPDATE
  (sales['Bounce', 2002] = 1.2 * sales['Bounce', 2001],
   sa
les['Car', 2002] = 0.8 * sales['Car', 2001])

Here input data will be partitioned among slaves based on the PARTITIO N BY key country and this partitioning can be hash or range based. Each slave will evaluate the rule s on the data it receives.

Parallelism of the model computation is governed or limited by the way you specify the MODEL< /code> clause. If your MODEL clause has no PARTITION BY keys, then the computation cannot be p arallelized (with exceptions mentioned in the following). If PARTITION BY keys have very low cardinality, t hen the degree of parallelism will be limited. In such cases, Oracle identifies the DIMENSION BY keys that can used for partitioning. For example, consider a MODEL clause equivalent to the preceding one, but without PARTI TION BY keys as in the following:

MODEL 
  DIMENSION BY (country, product, time) ME
ASURES (sales)
  RULES UPDATE
  (sales[ANY, 'Bounce', 2002] = 1.2 * sales[CV(country), 'Bounce', 2001],
   sales[ANY, 'Car', 2002] =
0.8 * sales[CV(country), 'Car', 2001])

In this case, Oracle Database will identify that it can use the DIMENSION BY key country for partitioning and uses region as the basis of internal partitioning. It partitions the data among slaves on country and thus effects parallel execution.

Aggregate Computation

The MODEL clause processes aggre gates in two different ways: first, the regular fashion in which data in the partition is scanned and aggregated and second, an effic ient window style aggregation. The first type as illustrated in the following introduces a new dimension member ALL_2002_products and computes its value to be the sum of year 2002 sales for all products:

MODEL PARTITION BY (country) DIM
ENSION BY (product, time) MEASURES (sale sales)
RULES UPSERT 
 (sales['ALL_2002_products', 2002] = SUM(sales)[ANY, 2002])

To evaluate the aggregate sum in this case, each partition will be scanned to find the cells for 2002 for all products and they will be aggregated. If the left side of the rule were to reference multiple cells, then Oracle will have to compute the right side aggreg ate by scanning the partition for each cell referenced on the left. For example, consider the following example:

MODEL PARTITION BY (country) DIMENSION BY (product, time)
  MEASURES (sale sales, 0 avg_exclusive)
  RULES UPDATE
  (avg_ex
clusive[ANY, 2002] =  AVG(sales)[product <> CV(product), CV(time)])

This rule calculates a measure called avg _exclusive for every product in 2002. The measure avg_exclusive is defined as the average sales of all products e xcluding the current product. In this case, Oracle scans the data in a partition for every product in 2002 to calculate the aggregate , and this may be expensive

Oracle Database will optimize the evaluation of such aggregates in some scenarios with window-styl e computation as used in analytic functions. These scenarios involve rules with multi-cell references on their left side and computin g window computations such as moving averages, cumulative sums and so on. Consider the following example:

MODEL PARTITION BY (country) DIMENSION BY (product, time)
  MEASURES (sale sales, 0 mavg)
  RULES UPDATE
  (mavg[product IN ('Boun
ce', 'Y Box', 'Mouse Pad'), ANY] =
   AVG(sales)[CV(product), time BETWEEN CV(time) 
   AND CV(time) - 2])

It computes th e moving average of sales for products Bounce, Y Box, and Mouse Pad over a three year period. It would be very inefficient to evaluat e the aggregate by scanning the partition for every cell referenced on the left side. Oracle identifies the computation as being in w indow-style and evaluates it efficiently. It sorts the input on product, time and then scans the data once to compute the moving aver age. You can view this rule as an analytic function being applied on the sales data for products Bounce, Y Box, and Mouse Pad:

AVG(sales) OVER (PARTITION BY product ORDER BY time RANGE BETWEEN 2 PRECEDING AND CURRENT ROW)

Th is computation style is called WINDOW (IN MODEL) SORT. This style of aggregation is applicable when the rule has a multi -cell reference on its left side with no ORDER BY, has a simple aggregate (SUM, COUNT, MIN, MAX, STDEV, and VAR) on its right side, only one dimension on the righ t side has a boolean predicate (<, <=, >, >=, BETWEEN), and all other dimensions on the right are qualified with CV.

Using EXPLAIN PLAN to Understand Model Queries

You will see a line in the main explain plan output showing the mod el and the algorithm used. Reference models are tagged with the keyword REFERENCE in the plan output. Also, Oracle annot ates the plan with WINDOW (IN MODEL) SORT if any of the rules qualify for window-style aggregate computation.

By examining an explain plan, you can find out the algorithm chosen to evaluate your model. If your model has SEQUENTIAL ORDER semantics, then ORDERED is displayed. For AUTOMATIC ORDER models, Oracle disp lays ACYCLIC or CYCLIC based on whether it chooses ACYCLIC or CYCLIC algorithm fo r evaluation. In addition, the plan output will have an annotation FAST in case of ORDERED and ACYCLI C algorithms if all left side cell references are single cell references and aggregates, if any, on the right side of rules ar e simple arithmetic non-distinct aggregates like SUM, COUNT, AVG, and so on. Rule evaluation i n this case would be highly efficient and hence the annotation FAST. Thus, the output you will see in the explain plan w ould be MODEL {ORDERED [FAST] | ACYCLIC [FAST] | CYCLIC}.

Using ORDERED: Example

Because the left side of the second rule is a multi-cell reference, the FAST met hod will not be chosen in the following:

EXPLAIN PLAN FOR
SELECT country, prod, year, sales
FROM sales_
view
WHERE country IN ('Italy', 'Japan')
MODEL UNIQUE DIMENSION
  PARTITION BY (country) DIMENSION BY (prod, year) MEASURES (sale sal
es)
  RULES UPSERT
  (sales['Bounce', 2003] = AVG(sales)[ANY, 2002] * 1.24
   sales[prod <> 'Bounce', 2003] = sales['Bounce', 2
003] * 0.25);

Using ACYCLIC FAST: Example

Rules in this model are not cyclic and the expla in plan will show ACYCLIC. The FAST method is chosen in this case as well.

EX
PLAIN PLAN FOR
SELECT country, prod, year, sales
FROM sales_view
WHERE country IN ('Italy', 'Japan')
MODEL UNIQUE DIMENSION
  PARTITI
ON BY (country) DIMENSION BY (prod, year) MEASURES (sale sales)
  RULES UPSERT AUTOMATIC ORDER
  (sales['Y Box', 2003] = sales['Bounc
e', 2003] * 0.25,
   sales['Bounce', 2003] = sales['Bounce', 2002] / SUM(sales)[ANY, 2002] * 2 *   sales['All Products', 2003],
   sa
les['All Products', 2003] = 200000);

Using ACYCLIC: Example

Rules in this model are not cy clic. The PERCENTILE_DISC aggregate that gives the median sales for year 2002, in the second rule is not a simple aggreg ate function. Therefore, Oracle will not choose the FAST method, and the explain plan will just show ACYCLIC.

SELECT country, prod, year, sales
FROM sales_view
WHERE country IN ('Italy', 'Japan')
MODEL UNIQUE D
IMENSION
  PARTITION BY (country) DIMENSION BY (prod, year) MEASURES (sale sales)
  RULES UPSERT AUTOMATIC ORDER
  (sales['Y Box', 20
03] = sales['Bounce', 2003] * 0.25,
   sales['Bounce',2003] = PERCENTILE_DISC(0.5) WITHIN GROUP (ORDER BY
     sales)[ANY,2002] / SUM
(sales)[ANY, 2002] * 2 * sales['All Products', 2003],
   sales['All Products', 2003] = 200000);

Using CYC LIC: Example

Oracle chooses CYCLIC algorithm for this model as there is a cycle among second and third ru les.

EXPLAIN PLAN FOR
SELECT country, prod, year, sales
FROM sales_view
WHERE country IN ('Italy', 'Jap
an')
MODEL UNIQUE DIMENSION
  PARTITION BY (country) DIMENSION BY (prod, year) MEASURES (sale sales)
  IGNORE NAV RULES UPSERT AUTOMA
TIC ORDER
  (sales['All Products', 2003] = 200000,
   sales['Y Box', 2003] = sales['Bounce', 2003] * 0.25,
   sales['Bounce', 2003] =
 sales['Y Box', 2003] + 
    (sales['Bounce', 2002] / SUM(sales)[ANY, 2002] * 2 * 
     sales['All Products', 2003]));

Examples of SQL Mode ling

The examples in this section assume that in addition to sales_view, you have the following view defi ned. It finds monthly totals of sales and quantities by product and country.

CREATE VIEW sales_view2 AS

SELECT country_name country, prod_name product, calendar_year year,
  calendar_month_name month, SUM(amount_sold) sale, COUNT(amount
_sold) cnt
FROM sales, times, customers, countries, products
WHERE sales.time_id = times.time_id AND
      sales.prod_id = products.p
rod_id AND
      sales.cust_id = customers.cust_id AND
      customers.country_id = countries.country_id
GROUP BY country_name, prod_
name, calendar_year, calendar_month_name;

Example 1 Calculating S ales Differences

Show the sales for Italy and Spain and the difference between the two for each product. The d ifference should be placed in a new row with country = 'Diff Italy-Spain'.

SELECT product,
 country, sales
FROM sales_view
WHERE country IN ('Italy', 'Spain')
GROUP BY product, country
MODEL 
  PARTITION BY (product) DIMENSI
ON BY (country) MEASURES (SUM(sales) AS sales)
  RULES UPSERT
  (sales['DIFF ITALY-SPAIN'] = sales['Italy'] - sales['Spain']);

Example 2 Calculating Percentage Change

If sales for ea ch product in each country grew (or declined) at the same monthly rate from November 2000 to December 2000 as they did from October 2 000 to November 2000, what would the fourth quarter's sales be for the whole company and for each country?

SELECT country, SUM(sales)
FROM (SELECT product, country, month, sales
      FROM sales_view2      WHERE year=2000 AND month IN (
'October','November')
MODEL 
  PARTITION BY (product, country) DIMENSION BY (month) MEASURES (sale sales)
  RULES
   (sales['December
']=(sales['November'] /sales['October']) *sales['November']))
GROUP BY GROUPING SETS ((),(country));

Example 3 Calculating Net Present Value

You want to calculate the net present value (NPV) of a series of periodic cash flows. Your scenario involves two projects, each of wh ich starts with an initial investment at time 0, represented as a negative cash flow. The initial investment is followed by three yea rs of positive cash flow. First, create a table (cash_flow) and populate it with some data, as in the following statemen ts:

CREATE TABLE cash_flow (year DATE, i INTEGER, prod VARCHAR2(3), amount NUMBER);
INSERT INTO cash_fl
ow VALUES (TO_DATE('1999', 'YYYY'),  0,  'vcr',  -100.00);
INSERT INTO cash_flow VALUES (TO_DATE('2000', 'YYYY'),  1,  'vcr',   12.00
);
INSERT INTO cash_flow VALUES (TO_DATE('2001', 'YYYY'),  2,  'vcr',  10.00);
INSERT INTO cash_flow VALUES (TO_DATE('2002', 'YYYY'),
  3,  'vcr',  20.00);
INSERT INTO cash_flow VALUES (TO_DATE('1999', 'YYYY'),  0,  'dvd',  -200.00);
INSERT INTO cash_flow VALUES (TO_
DATE('2000', 'YYYY'),  1,  'dvd',  22.00);
INSERT INTO cash_flow VALUES (TO_DATE('2001', 'YYYY'),  2,  'dvd',  12.00);
INSERT INTO ca
sh_flow VALUES (TO_DATE('2002', 'YYYY'),  3,  'dvd',  14.00);

To calculate the NPV using a discount rate of 0.14, issue t he following statement:

SELECT year, i, prod, amount, npv
FROM cash_flow
MODEL PARTITION BY (prod)
  DI
MENSION BY (i)
  MEASURES (amount, 0 npv, year)
  RULES
    (npv[0] = amount[0],
     npv[i !=0] ORDER BY i =
       amount[CV()]/ PO
WER(1.14,CV(i)) + npv[CV(i)-1]); 

YEAR               I PRO     AMOUNT        NPV
--------- ---------- --- ---------- ----------
01-A
UG-99          0 dvd       -200       -200
01-AUG-00          1 dvd         22 -180.70175
01-AUG-01          2 dvd         12 -171.46
814
01-AUG-02          3 dvd         14 -162.01854
01-AUG-99          0 vcr       -100       -100
01-AUG-00          1 vcr         12
 -89.473684
01-AUG-01          2 vcr         10 -81.779009
01-AUG-02          3 vcr         20 -68.279579

Example 4 Calculating Using Simultaneous Equations

You want your interest expenses to equal 30% of your net income (net=pay minus tax minus interest). Interest is tax d eductible from gross, and taxes are 38% of salary and 28% capital gains. You have salary of $100,000 and capital gains of $15,000. Ne t income, taxes, and interest expenses are unknown. Observe that this is a simultaneous equation (net depends on interest, which depe nds on net), thus the ITERATE clause is included.

First, create a table called ledger:

CREATE TABLE  ledger  (account  VARCHAR2(20), balance  NUMBER(10,2) );

Then, insert the following five r ows:

INSERT INTO ledger VALUES  ('Salary', 100000);
INSERT INTO ledger VALUES  ('Capital_gains', 15000)
;
INSERT INTO ledger VALUES  ('Net', 0);
INSERT INTO ledger VALUES  ('Tax', 0);
INSERT INTO ledger VALUES  ('Interest', 0);

Next, issue the following statement:

SELECT s, account
FROM ledger 
MODEL 
  DIMENSION  BY (account)
 MEASURES (balance s)
  RULES  ITERATE (100)
  (s['Net']=s['Salary']-s['Interest']-s['Tax'],
 s['Tax']=(s['Salary']-s['Interest'])*0.
38 + s['Capital_gains']*0.28,
  s['Interest']=s['Net']*0.30);

The output (with numbers rounded) is:

S ACCOUNT
---------- --------------------
    100000 Salary
     15000 Capital_gains
48735.2445 Net
36644.1821 Tax
14620.573
4 Interest

Example 5 Calculating Using Regression

The sales of Bounce in 2001 will increase in comparison to 2000 as they did in the last three years (between 1998 and 2000). Sales o f Shaving Cream in 2001 will also increase in comparison to 2000 as they did between 1998 and 2000. To calculate the increase, use th e regression function REGR_SLOPE as follows. Because we are calculating the next period's value, it is sufficient to add the slope to the 2000 value.

SELECT * FROM
 (SELECT country, product, year, projected_sale, sales
  FR
OM sales_view
  WHERE country IN ('Italy', 'Japan') AND product IN ('Shaving Cream', 'Bounce')
MODEL
  PARTITION BY (country) DIMENSI
ON BY (product, year)
  MEASURES (sales sales, year y, CAST(NULL AS NUMBER) projected_sale) IGNORE NAV
  RULES UPSERT
  (projected_sa
le[FOR product IN ('Bounce', 'Shaving Cream'), 2001] = 
             sales[CV(), 2000] + 
             REGR_SLOPE(sales, y)[CV(), yea
r BETWEEN 1998 AND 2000]))
ORDER BY country, product, year;

The output is as follows:

COUNT
RY    PRODUCT           YEAR   PROJECTED_SALE  SALES
-------    -------           ----   --------------  -------
Italy      Bounce
         1999                    2474.78
Italy      Bounce            2000                    4333.69
Italy      Bounce            20
01           6192.6   4846.3
Italy      Shaving Cream     2001
Japan      Bounce            1999                     2961.3
Japan
  Bounce            2000                     5133.53
Japan      Bounce            2001          7305.76    6303.6
Japan      Shaving
Cream     2001

Example 6 Calculating Mortgage Amortization

This example creates mortgage amortizatio n tables for any number of customers, using information about mortgage loans selected from a table of mortgage facts. First, create t wo tables and insert needed data:

  • mortgage_facts

    Holds information about individual customer loans, including the name of the customer, the fact about the loan that is stored in that row, and the value of that fact. T he facts stored for this example are loan (Loan), annual interest rate (Annual_Interest), and number of pay ments (Payments) for the loan. Also, the values for two customers, Smith and Jones, are inserted.

    CREATE TABLE mortgage_facts (customer VARCHAR2(20), fact VARCHAR2(20),
     amount  NUMBER(10,2));
    INSERT INTO mortgage_facts  VA
    LUES ('Smith', 'Loan', 100000);
    INSERT INTO mortgage_facts  VALUES ('Smith', 'Annual_Interest', 12);
    INSERT INTO mortgage_facts  VALU
    ES ('Smith', 'Payments', 360);
    INSERT INTO mortgage_facts  VALUES ('Smith', 'Payment', 0);
    INSERT INTO mortgage_facts  VALUES ('Jones
    ', 'Loan', 200000);
    INSERT INTO mortgage_facts  VALUES ('Jones', 'Annual_Interest', 12);
    INSERT INTO mortgage_facts  VALUES ('Jones',
     'Payments', 180);
    INSERT INTO mortgage_facts  VALUES ('Jones', 'Payment', 0);
    
    
  • mortgage

    Holds output information for the calculations. The columns are customer, payment number (pmt_num), principal ap plied in that payment (principalp), interest applied in that payment (interestp), and remaining loan balanc e (mort_balance). In order to upsert new cells into a partition, you need to have at least one row pre-existing per part ition. Therefore, we seed the mortgage table with the values for the two customers before they have made any payments. This seed info rmation could be easily generated using a SQL Insert statement based on the mortgage_fact table.

CREATE TABLE mortgage_facts (customer VARCHAR2(20), fact VARCHAR2(20), 
   amount  NUMBER(10,2));

INSERT INTO mortg
age_facts  VALUES ('Smith', 'Loan', 100000);
INSERT INTO mortgage_facts  VALUES ('Smith', 'Annual_Interest', 12);
INSERT INTO mortgag
e_facts  VALUES ('Smith', 'Payments', 360);
INSERT INTO mortgage_facts  VALUES ('Smith', 'Payment', 0);
INSERT INTO mortgage_facts  V
ALUES ('Jones', 'Loan', 200000);
INSERT INTO mortgage_facts  VALUES ('Jones', 'Annual_Interest', 12);
INSERT INTO mortgage_facts  VAL
UES ('Jones', 'Payments', 180);
INSERT INTO mortgage_facts  VALUES ('Jones', 'Payment', 0);

CREATE TABLE mortgage (customer VARCHAR2
(20), pmt_num NUMBER(4),
   principalp NUMBER(10,2), interestp NUMBER(10,2), mort_balance NUMBER(10,2));

INSERT INTO mortgage VALUES
 ('Jones',0, 0, 0, 200000);
INSERT INTO mortgage VALUES ('Smith',0, 0, 0, 100000);

The following SQL statement is complex , so individual lines have been annotated as needed. These lines are explained in more detail later.

SE
LECT c, p, m, pp, ip
FROM MORTGAGE
MODEL                                                                  --See 1
REFERENCE R ON
   (
SELECT customer, fact, amt                                         --See 2
    FROM mortgage_facts
    MODEL DIMENSION BY (customer,
fact) MEASURES (amount amt)          --See 3
      RULES
       (amt[any, 'PaymentAmt']= (amt[CV(),'Loan']*
          Power(1+ (amt[C
V(),'Annual_Interest']/100/12),
                  amt[CV(),'Payments']) *
         (amt[CV(),'Annual_Interest']/100/12)) /
         (
Power(1+(amt[CV(),'Annual_Interest']/100/12),
                amt[CV(),'Payments']) - 1)
       )
    )
  DIMENSION BY (customer cust
, fact) measures (amt)                     --See 4
MAIN amortization
  PARTITION BY (customer c)
        --See 5
  DIMENSION BY (0 p)                                                    --See 6
  MEASURES (principalp pp, interestp
ip, mort_balance m, customer mc)   --See 7
  RULES
    ITERATE(1000) UNTIL (ITERATION_NUMBER+1 =
r.amt[mc[0],'Payments'])
                                    --See 8
    (ip[ITERATION_NUMBER+1] = m[CV()-1] *
       r.amt[mc[0], 'Annual_Interest']/1200,
                         --See 9
     pp[ITERATION_NUMBER+1] = r.amt[mc[0], 'PaymentAmt'] - ip[CV()],    --See 10
      m[ITERATION_N
UMBER+1] = m[CV()-1] - pp[CV()]                      --See 11
    )
ORDER BY c, p;

The following numbers refer to the num bers listed in the example:

1: This is the start of the main model definition.

2 through 4: These lines mark the start and end of the reference model labeled R. This model defines defines a SELECT statement that calculates the monthly payment amount for each customer's loan. The SELECT statement uses its own MODEL clause starting a t the line labeled 3 with a single rule that defines the amt value based on information from the mortgage_facts table. The measure returned by reference model R is amt, dimensioned by customer name cust and fact va lue fact as defined in the line labeled 4.

The reference model is computed once and the values are then used in t he main model for computing other calculations. Reference model R will return a row for each existing row of mortgage_fact, and it will return the newly calculated rows for each customer where the fact type is Payment and the amt is the monthly payment amount. If we wish to use a specific amount from the R output, we address it with the expressi on r.amt[<customer_name>,<fact_name>].

5: This is the continuation of the main model definition. We w ill partition the output by customer, aliased as c.

6: The main model is dimensioned with a constant value of 0, aliased as p. This represents the payment number of a row.

7: Four measures are defined: principalp (pp) is the principal amount applied to the loan in the month, interestp (ip) is the interest paid that month, mor t_balance (m) is the remaining mortgage value after the payment of the loan, and customer (mc) is used to support the partitioning.

8: This begins the rules block. It will perform the rule calculations up to 1000 times. Because the calcula tions are performed once for each month for each customer, the maximum number of months that can be specified for a loan is 1000. Ite ration is stopped when the ITERATION_NUMBER+1 equals the amount of payments derived from reference R. Note that the value from reference R is the amt (amount) measure defined in the reference clause. This reference value is addressed as r.amt[<customer_name>,<fact>]. The expression used in the iterate line, "r.amt[ mc[0], 'Payments']" is resolved to be the amount from reference R, where the customer name is the value resolved by mc[0]. Since each partition contains only one customer, mc[0] can have only one value. Thus "r.amt [mc[0], 'Payments']" yields the reference clause's value for the number of payments for the current customer. This means that the rules will be performed as many times as there are payments for that customer.

9 through 11: The first two rules in this b lock use the same type of r.amt reference that was explained in 8. The difference is that the ip rule defines the fact v alue as Annual_Interest. Note that each rule refers to the value of one of the other measures. The expression used on th e left side of each rule, "[ITERATION_NUMBER+1]" will create a new dimension value, so the measure will be upserted into the result set. Thus the result will include a monthly amortization row for all payments for each customer.

The final line of the example sorts the results by customer and loan payment number.